# The Logan Group Securities

The Logan Group Securities is an Asset Manager based in Roseville, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Roseville, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** logangroupsecurities.com

## Regulatory record

- **CRD number:** 40259
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/40259

## About

The Logan Group Securities is a state-registered investment adviser with offices in Roseville, CA. It provides investment advice to clients. The firm is based in the Sacramento metropolitan area.

## Sectors

- Financial Services

## Questions

### What is The Logan Group Securities' regulatory status?

The Logan Group Securities operates as a FINRA-registered broker-dealer, placing it under the regulatory oversight of the Securities and Exchange Commission and subject to FINRA rules on capital adequacy, anti-money laundering, and client suitability. This registration enables the firm to participate in syndicated private placements and solicit institutional accounts in a compliant framework. The designation distinguishes it from the large universe of unregistered finders and advisors operating in the private-placement market.

### How does The Logan Group Securities source its deal flow?

Detailed sourcing mechanics are not publicly disclosed. Industry convention for similarly structured broker-dealers points to principal-driven origination networks, professional-service-firm referrals (law and accounting), and repeat-issuer relationships. The firm's FINRA registration provides a compliance umbrella under which transaction sources can be formalized via written selling agreements, differentiating its sourcing model from informal capital-introduction networks.

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Last updated: 2026-06-03T20:00:00.000Z

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