# The Mosaic Financial Group

The Mosaic Financial Group is a RIA based in Chicago, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Chicago, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Assets under management:** Undisclosed
- **Website:** www.themosaicgroupllc.com
- **LinkedIn:** https://www.linkedin.com/company/mosaiccompany

## Regulatory record

- **CRD number:** 317377
- **SEC file number:** 801-122745
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/317377

## About

The Mosaic Company is an SEC-registered investment adviser in St. Louis, MO, registered since 2021. It manages $2.0 billion in assets, with $1.5 billion on a discretionary basis. The firm has 22 employees and 19 investment advisers.

## Sectors

- Financial Services
- Wealth Management

## People

- Derrick Allen — CPA
- Timothy DeBruyne — Team member
- Patrick McKenna — Team member
- Jane-Ellen Wolak — CPA, PFS
- Ryan Shaughnessy — CFP Professional
- Kevin M. Galdek — CPA
- Alberto Liz — Team member
- Heike Sasak — Team member
- Charles Kudia — CPA Candidate
- Jonathan Tribo — CPA
- Brewster Lindblad — Team member
- Joseph Hetland — CFP Professional
- Stephanie Andrade — CPA Candidate
- Elena Rodriguez — Team member
- Collin Wegener — Team member
- Frank Miller — Team member
- Ndricim (Jimmy) Zervoj — Team member
- Yamileth Moreno — Team member
- Sophia Sansano — Team member
- Liam Daly — Team member
- Jeanette Younglove — Team member
- Kaylan Guvernator — Team member

## Questions

### What investment services does The Mosaic Company offer?

The firm offers investment advisory, tax services, and estate and financial planning. It positions itself as a personal CFO for clients, coordinating across advisors to integrate financial and tax strategies. It does not publicly list specific investment products or asset classes it favors.

### Does The Mosaic Company manage any pooled investment vehicles?

The firm does not publicly disclose any funds, limited partnerships, or SPVs it manages. Its website describes only personalized advisory services for individual clients.

### What client types does The Mosaic Company serve?

The firm lists business owners, corporate executives, and individuals or families seeking financial planning. It emphasizes clients with complex situations, such as those combining business and personal assets.

### Where is The Mosaic Company headquartered?

The firm's only disclosed office is at 225 W Randolph Street, Suite 2425, Chicago, IL 60606 (per the firm's website).

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Last updated: 2026-07-09T01:25:18.153Z

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