# The Wealth Collaborative The Wealth Collaborative is a Bank / Wealth / Trust based in Westlake Village, United States. ## Overview - **Organization type:** Bank / Wealth / Trust - **Headquarters:** Westlake Village, United States - **Region:** North America - **Address:** Westlake Village, CA, United States - **Founded:** 2007 - **Assets under management:** Undisclosed - **Website:** thewealthcollaborative.com - **LinkedIn:** https://www.linkedin.com/company/the-wealth-collaborative ## Regulatory record - **CRD number:** 329753 - **Registration status:** Registered - **Reports private funds:** No - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/329753 ## About Founded in 2007 and based in Westlake Village, California, The Wealth Collaborative entered the registered investment advisor space with a focus on delivering integrated wealth management to individuals and institutions. The practice was built to provide fiduciary advisory services, a structural choice that legally obligates the firm to place client interests ahead of its own when constructing portfolios and recommending financial strategies. The firm's core offering spans financial planning, investment management, and portfolio construction, targeting high-net-worth individuals alongside corporations and business entities. By combining goal-based planning with discretionary management, The Wealth Collaborative operates a relatively flat advisory model — clients interact directly with advisors who both design the plan and implement the investment strategy. This eliminates the separation between planning and execution common at larger wirehouses, though it limits the firm's scale to the capacity of its advisory team. The practice maintains its primary office in Westlake Village, a market that serves the greater Los Angeles and Ventura County region. The firm's geographic footprint appears concentrated in Southern California, where it competes against both national RIAs and local advisory boutiques for relationships with business owners and professionals. No publicly disclosed AUM, team size, or named portfolio positions are available. What differentiates The Wealth Collaborative from larger wealth management platforms is its independent RIA structure — the firm is not affiliated with a broker-dealer, does not underwrite proprietary products, and operates as a pure fiduciary. This governance stance eliminates the inherent conflicts of commission-based advice models, though it also requires the firm to build brand trust entirely on advisory outcomes rather than institutional name recognition. ## Questions ### Is The Wealth Collaborative a fiduciary, and how does that affect its investment advice? Yes, as a registered investment advisor, The Wealth Collaborative operates under a fiduciary standard, which legally requires it to act in its clients' best interests. This distinguishes the firm from broker-dealers, who are held to a suitability standard that permits recommending products that generate higher commissions as long as they are deemed suitable. The RIA structure means the firm cannot earn commissions on product sales, aligning its compensation with advisory fees rather than transaction-based revenue. ### How does The Wealth Collaborative structure its investment management offering? The firm provides discretionary portfolio management, meaning clients grant the advisor authority to make investment decisions within agreed-upon parameters. This hands-off model appeals to clients who prefer delegation over self-directed investing. The firm also offers comprehensive financial planning, integrating investment strategy with tax, estate, and retirement planning considerations. ## Related profiles - [The Wealth Alliance](https://altss.com/profile/the-wealth-alliance) - [The Wealth Conservancy](https://altss.com/profile/the-wealth-conservancy) --- Last updated: 2026-06-03T20:00:00.000Z Canonical page: https://altss.com/profile/the-wealth-collaborative Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology