# Third Coast Securities LLC

Third Coast Securities LLC is an other based in Traverse City, United States.

## Overview

- **Organization type:** other
- **Headquarters:** Traverse City, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Assets under management:** Undisclosed
- **Website:** thirdcoastsecurities.com

## Regulatory record

- **CRD number:** 307965
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/307965

## About

THIRD COAST SECURITIES LLC is a state-registered investment adviser in Traverse City, MI. The firm manages approximately $5 million in regulatory assets, $1 million on a discretionary basis. It has 1 employee and 1 investment adviser.

## Sectors

- Financial Services
- Real Estate

## Questions

### Who leads the firm's deal teams?

The firm is built around senior bankers who are directly involved in each mandate. Named professionals are not publicly listed on the firm's website, but the model emphasizes partner-level attention on each transaction.

### Which sectors does Third Coast Securities specialize in?

The firm concentrates on real estate, financial services, business services, and industrial services. It does not track a broad multi-sector platform, preferring to go deep within these verticals (per the firm's deal announcements).

### Is Third Coast Securities affiliated with a larger financial institution?

No. Third Coast Securities operates as an independent, boutique investment bank. It is not a subsidiary of a bank or holding company, and it does not have a merchant banking or principal investment arm.

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Last updated: 2026-06-03T20:00:00.000Z

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