# Thoroughbred Financial Services

Thoroughbred Financial Services is an Asset Manager based in Brentwood, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Brentwood, United States
- **Region:** North America
- **Address:** Brentwood, TN, United States
- **Founded:** 1985
- **Assets under management:** Undisclosed
- **Website:** thoroughbredfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/thoroughbred-financial-services-llc

## Regulatory record

- **CRD number:** 47893
- **SEC file number:** 801-56741
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/47893

## About

THOROUGHBRED FINANCIAL SERVICES, LLC is an SEC-registered investment adviser in BRENTWOOD, TN, registered since 1999. The firm manages $4.0 billion in assets, $3.6 billion on a discretionary basis. It has 31 employees and 31 investment advisers.

## Sectors

- Wealth Management
- Retirement Planning
- Estate Planning

## People

- David A. Parks — President

## Questions

### Is Thoroughbred Financial Services affiliated with a bank or brokerage?

No. The firm is independently owned and operated from a single office in Brentwood, Tennessee. It has no affiliation with any bank, insurance company, or brokerage platform. This independence means client portfolios are not driven by proprietary-product mandates or revenue-sharing arrangements with asset managers.

### Where does Thoroughbred's client base concentrate geographically?

The firm's client base is concentrated in Tennessee and the broader Southeast. It also serves families with ties to other Sun Belt states, often business owners who maintain residences or business interests across the region. The firm has not publicly disclosed opening additional offices outside Brentwood.

### How does Thoroughbred approach ESG or values-based investing?

The firm does not impose environmental, social, or governance screens as a default across client portfolios. Per its June 2023 policy statement, Thoroughbred will accommodate client-directed investment restrictions when explicitly requested. The default posture is a financial-return focus without predetermined exclusionary criteria.

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- [Catalyst Strategic Solutions](https://altss.com/profile/catalyst-strategic-solutions)
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Last updated: 2026-06-03T20:00:00.000Z

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