# TLC Group Investment Advisors

TLC Group Investment Advisors is a Bank / Wealth / Trust based in State College, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** State College, United States
- **Region:** North America
- **Address:** State College, PA, United States
- **Founded:** 2001
- **Assets under management:** Undisclosed
- **Website:** tlcgroupadvisors.com
- **LinkedIn:** https://linkedin.com/company/tlc-group-investment-advisors-llc

## Regulatory record

- **CRD number:** 137814
- **SEC file number:** 801-122544
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-16T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/137814

## About

TLC Group Investment Advisors was founded in 2001 and operates as a registered investment adviser out of State College, Pennsylvania. The firm provides wealth management, retirement plan advisory, insurance, and financial planning services to individuals, pension plans, and corporate clients across the region. The firm structures its client engagements through both discretionary and non-discretionary arrangements, tailoring asset allocation and investment selection to each client's objectives. Its service mix spans retirement plan design and fiduciary guidance, personal investment advisory, and risk mitigation through insurance products. TLC Group's geographic focus remains concentrated in central Pennsylvania, where it competes with local and regional advisory practices. TLC Group maintains a lean operational profile typical of an independent advisory boutique. The firm's small-team structure allows it to serve a concentrated client base of individual investors, employer-sponsored retirement plans, and local businesses. Revenue is primarily fee-based, drawn from assets under advisement and plan consulting retainers — a model that aligns the firm's incentives with client outcomes while avoiding transactional brokerage conflicts. As a locally rooted RIA without a multi-office footprint or proprietary investment product, TLC Group's structural differentiator lies in its independence. Unlike wirehouse-affiliated advisors or national roll-up platforms, the firm makes unconstrained allocation decisions and can adapt its service model to the specific needs of central Pennsylvania's retirement plan sponsors and individual investors without answering to a corporate home office.

## Questions

### What services does TLC Group Investment Advisors provide?

TLC Group offers investment advisory, retirement plan consulting, insurance, and financial planning services. The firm serves both individual investors and institutional clients — primarily employer-sponsored pension plans — out of its State College, Pennsylvania base. Engagements are structured on either a discretionary or non-discretionary basis, depending on client preference and mandate.

### Is TLC Group Investment Advisors a fiduciary?

As a registered investment adviser, TLC Group is held to a fiduciary standard under the Investment Advisers Act of 1940 when acting in a discretionary capacity. This means the firm is legally obligated to put client interests ahead of its own. Non-discretionary advisory engagements carry a suitability standard, which the firm discloses in its Form ADV.

### Does TLC Group Investment Advisors serve clients outside Pennsylvania?

The firm's core client base and operational footprint are concentrated in central Pennsylvania. While it maintains a website at tlcgroupadvisors.com, there is no public evidence of multi-state branch offices or a national client acquisition strategy. TLC Group functions as a regional provider focused on local individual and retirement-plan relationships.

### Does TLC Group Investment Advisors run proprietary investment products?

No. TLC Group does not sponsor mutual funds, ETFs, or structured products. It constructs client portfolios using third-party securities and funds, making allocation and manager-selection decisions within client mandates. This independence from product manufacturing reduces the potential for self-dealing conflicts.

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Source record modified: 2026-06-03T20:00:00.000Z

Last verified: not supplied by this public snapshot.

## Sources and provenance

- Organization website as recorded: https://tlcgroupadvisors.com/
- Regulatory source: https://adviserinfo.sec.gov/firm/summary/137814
Source links do not imply that every field was verified on the page modification date. See [Altss methodology](https://altss.com/methodology).

Canonical page: https://altss.com/profile/tlc-group-investment-advisors

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology