# TOMPKINS & CO.

TOMPKINS & CO. is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/james-b-tompkins-cfa-29930715

## Regulatory record

- **CRD number:** 157240
- **SEC file number:** 801-72281
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/157240

## About

TOMPKINS & CO. is an SEC-registered investment adviser since 2011. The firm manages $355 million in assets, $15 million on a discretionary basis. It has 1 employee and 1 investment adviser.

## Questions

### Who runs investment decisions at TOMPKINS & CO.?

No named principals or investment committee members are identified in public records. The firm does not disclose leadership, making the decision-making chain unknown.

### What investment strategy does TOMPKINS & CO. pursue?

The firm has not publicly described its strategy, asset class preferences, or geographic focus. No sector tags or portfolio companies are confirmed.

### Does TOMPKINS & CO. have a public website or LinkedIn presence?

No official website or LinkedIn profile has been found. The firm lacks any verifiable online footprint, which is unusual for institutional-grade asset managers.

### What are the known offices of TOMPKINS & CO.?

No headquarters or additional offices are publicly listed. The firm's physical presence, if any, has not been disclosed.

### Has TOMPKINS & CO. made any recent investments?

No recent deals, fund commitments, or co-investments appear in public databases or news sources. The firm's current deployment activity is unverifiable.

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Last updated: 2026-06-03T20:00:00.000Z

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