# TriMarC Wealth Management

TriMarC Wealth Management is a Bank / Wealth / Trust based in Saratoga Springs, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Saratoga Springs, United States
- **Region:** North America
- **Address:** Saratoga Springs, NY, United States
- **Founded:** 2012
- **Assets under management:** Undisclosed
- **Website:** trimarcwm.com
- **LinkedIn:** https://www.linkedin.com/company/trimarc-wealth-management

## Regulatory record

- **CRD number:** 163336
- **SEC file number:** 801-75381
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-26T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/163336

## About

TriMarC Wealth Management was established in 2012 by Marc J. Cerrone and is headquartered in Saratoga Springs, New York. It operates as a registered investment advisor, which imposes a fiduciary duty to act in clients' best interests — a structural separation from broker-dealers who operate under a suitability standard. The firm's strategy centers on comprehensive wealth management, integrating estate planning and gift planning with discretionary portfolio management. Its investment approach is direct and personalized, eschewing proprietary products. Its geographic footprint is concentrated in the Capital District of Upstate New York. Team size and total assets under management are not publicly reported by the firm. The advisory firm lists Marc J. Cerrone as its principal, and its regulatory filings as an RIA are available through the SEC's Investment Adviser Public Disclosure database. No adjacent vehicles such as philanthropic foundations or operating businesses are disclosed. TriMarC's structural differentiator lies in its fiduciary RIA status combined with its focus on the Saratoga Springs community. For a client in this region, the firm offers a direct advisory relationship — a contrast to both remote, algorithmic wealth management platforms and large national wirehouses where the Upstate New York client is one among millions. Its boutique scale and named principal ensure the person selling the advice is the one implementing it.

## People

- Marc J. Cerrone — Founder and Managing Principal

## Questions

### Who runs investment decisions at TriMarC Wealth Management?

Marc J. Cerrone, the firm's founder and managing principal, is responsible for investment decisions and overall firm management. As a named principal of a small RIA, the investment policy and portfolio construction are directly tied to his oversight, per the firm's SEC registration.

### Is TriMarC Wealth Management a fiduciary?

Yes. As a registered investment advisor (RIA), TriMarC is held to a fiduciary standard under the Investment Advisers Act of 1940. This legally requires the firm to act in its clients' best interests, a higher standard than the suitability rule governing broker-dealers.

### What services does TriMarC Wealth Management provide?

The firm provides three core services: estate planning, gift planning, and portfolio management. This integrated approach combines wealth transfer strategy with direct investment management, a model designed for clients with complex family and philanthropic goals.

### Does TriMarC Wealth Management serve institutional clients?

TriMarC's disclosed client base consists of high-net-worth individuals and charitable organizations. There is no public record of the firm managing capital for institutional allocators such as pensions, endowments, or sovereign funds.

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Last updated: 2026-08-11T02:43:31.692Z

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