# Tuttle Capital Management Tuttle Capital Management is a Bank / Wealth / Trust based in Riverside, United States. ## Overview - **Organization type:** Bank / Wealth / Trust - **Headquarters:** Riverside, United States - **Region:** North America - **Address:** Riverside, CT, United States - **Founded:** 2012 - **Assets under management:** Undisclosed - **Website:** tuttlecap.com - **LinkedIn:** https://www.linkedin.com/company/tuttle-capital-management-llc ## Regulatory record - **CRD number:** 164937 - **SEC file number:** 801-76982 - **Registration status:** APPROVED - **Latest Form ADV filing:** 2026-01-28T06:00:00.000Z - **Reports private funds:** No - **Private funds reported:** 0 - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/164937 ## About Tuttle Capital Management was founded in 2012 by Matthew Tuttle, an investment manager who previously ran Tuttle Wealth Management and authored books on tactical investing. Based in Riverside, Connecticut, the firm evolved from a wealth-management practice into a registered investment adviser that specializes in launching and operating exchange-traded funds. Tuttle Tactical Management, a related entity, serves as sub-adviser for portfolio management, reflecting a modular structure designed to keep ETF operation and advisory functions separate. The firm's primary vehicle is the Tuttle Capital Short Innovation ETF (SARK), designed to provide inverse exposure to the ARK Innovation ETF. Beyond SARK, Tuttle has become a notable issuer of leveraged and inverse single-stock ETFs, launching products tied to companies such as Tesla, Nvidia, and Apple. Its strategy centers on packaging high-conviction tactical views — long, short, leveraged — into ETF wrappers. The geographic focus is U.S. markets, with all products listed on Nasdaq or NYSE Arca. The firm has also filed for ETFs tracking unusual niches, such as short-term high-yield, behaviorally driven factors, and short-biased long/short equity indexes. The firm's product roster has grown to more than a dozen ETFs, though total assets across the complex remain modest relative to platform-scale issuers. Tuttle operates a lean team, partnering with white-label platform providers to handle ETF administration and custody. The firm's distribution model relies on brokerage-agnostic listing and marketing via financial media and trader-focused platforms rather than institutional gatekeepers. Tuttle's structural differentiator is its willingness to operate at the regulatory frontier of ETF packaging. It was early to market with single-stock leveraged ETFs, a product category that faced SEC scrutiny and drew comparisons to exchange-traded notes for their risk profile. The firm's governance is tied closely to Matthew Tuttle, who functions as CEO, portfolio manager, and primary public voice — a concentration unusual among RIAs managing public-market vehicles. ## Sectors - ETF & Index Products ## People - Matthew Tuttle — Chief Executive Officer ## Questions ### Who runs investment decisions at Tuttle Capital Management? Matthew Tuttle, the founder and CEO, is the lead decision-maker for product design and portfolio management. He serves as portfolio manager for the firm's ETFs and directs the tactical strategies underpinning the firm's funds. Tuttle Tactical Management, an affiliated entity, acts as sub-adviser and is also led by Matthew Tuttle. ### What is the SARK ETF, and how does it fit Tuttle's broader strategy? The Tuttle Capital Short Innovation ETF (SARK) provides inverse exposure to the ARK Innovation ETF. It is the firm's highest-profile product and encapsulates Tuttle's approach: packaging a strong tactical view — in this case, betting against high-growth, high-multiple tech stocks — into a simple, liquid ETF that can be traded intraday. SARK functions as a hedge or directional bet for investors bearish on ARK's cohort of companies. ### Does Tuttle participate in fund commitments or only direct deals? Tuttle does not make fund commitments or private direct deals. The firm operates entirely within public markets, focusing on listed ETFs. Its vehicles hold public equities, derivatives, and short-term instruments to achieve their stated exposures. There is no private-equity, venture-capital, or real-asset activity. ## Related profiles - [Tuskegee University Endowment](https://altss.com/profile/tuskegee-university-endowment) - [Tuve Investment Management](https://altss.com/profile/tuve-investment-management) --- Last updated: 2026-06-03T20:00:00.000Z Canonical page: https://altss.com/profile/tuttle-capital-management Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology