# UBS Financial Services

UBS Financial Services is an Asset Manager based in Weehawken, Switzerland.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Weehawken, Switzerland
- **Region:** Europe
- **Address:** Zürich, Switzerland
- **Founded:** 1971
- **Assets under management:** Undisclosed
- **Website:** ubs.com

## Regulatory record

- **CRD number:** 8174
- **SEC file number:** 801-7163
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/8174

## About

UBS Financial Services is an SEC-registered investment adviser in WEEHAWKEN, NJ, since 1971. The firm manages $915.8 billion in assets, with $403.0 billion on a discretionary basis. It has 12524 employees and 9149 investment advisers.

## Sectors

- Private Credit
- Infrastructure
- Real Estate
- Hedge Funds
- Secondaries & Special Situations

## Offices

- Amsterdam
- New York
- London
- Palm Beach
- Singapore
- São Paulo
- Tokyo
- San Francisco

## Questions

### Who runs investment decisions at UBS Financial Services?

Investment decisions at UBS Financial Services are executed by the firm's regional investment committees and led by the Chief Investment Officer of UBS Global Wealth Management, who oversees asset allocation and product selection.

### How does UBS Financial Services source proprietary deal flow?

UBS sources deals through its corporate and institutional banking relationships, its global network of UHNW clients, and via its asset management division, which co-invests alongside external sponsors.

### Does UBS Financial Services participate in fund commitments or only direct deals?

The firm uses both. It allocates capital to a range of private funds, including private credit and infrastructure funds, while also pursuing direct co-investments through UBS Asset Management.

### What investment stages does UBS Financial Services typically target?

UBS Financial Services targets late-stage private equity, infrastructure, real estate, and credit opportunities, with a focus on stabilized assets, senior debt, and secondary transactions.

### Which sectors does UBS Financial Services explicitly avoid?

The firm does not publicly disclose any explicit sector exclusions. Its mandate focuses on income-generating assets and capital preservation, avoiding early-stage venture and high-growth technology bets.

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Last updated: 2026-06-03T20:00:00.000Z

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