# Uhlmann Price Investment Management

Uhlmann Price Investment Management is a Bank / Wealth / Trust based in Skokie, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Skokie, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** upsecurities.com
- **LinkedIn:** https://www.linkedin.com/company/uhlmann-price-securities-llc

## Regulatory record

- **CRD number:** 118025
- **Latest Form ADV filing:** 2026-03-24T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/118025

## About

Founded in 1997 and based in Chicago, Uhlmann Price Investment Management operates as a registered investment advisor serving individual investors, high-net-worth families, trusts and institutional clients. The firm was built around a financial-planning-led advisory model rather than as a product manufacturer, positioning it within the fiduciary RIA channel that has attracted significant advisor movement away from wirehouses over the past two decades. The firm delivers discretionary portfolio management and investment planning to its client base. Its service model typically spans asset allocation design, manager selection and ongoing portfolio rebalancing, drawing on publicly traded securities across equity and fixed-income markets. Uhlmann Price's advisory framework emphasizes tailoring portfolios to client-specific tax situations, liquidity needs and intergenerational transfer objectives common among Midwestern family clients. Headquartered in Chicago, the firm serves a predominantly domestic client base, with the majority of its relationships concentrated in the Midwest. No recent fund launches, acquisitions or significant team expansions have been publicly reported, consistent with a stable, relationship-driven practice that grows organically through referrals rather than transactional marketing. What distinguishes Uhlmann Price structurally is its posture as a planning-centric RIA in a market where many similarly sized firms have consolidated into aggregator platforms or outsourced investment management to turnkey asset management programs.

## Questions

### Is Uhlmann Price a fiduciary?

Yes. As a registered investment advisor, Uhlmann Price is subject to the fiduciary standard under the Investment Advisers Act of 1940, meaning it is legally obligated to place client interests ahead of its own. This distinguishes it from broker-dealer models, which operate under the less stringent suitability standard. The firm's structure as a planning-led RIA reinforces this duty in both portfolio construction and ongoing client relationships.

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Last updated: 2026-08-11T02:43:31.692Z

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