# UP CAPITAL MANAGEMENT, INC.

UP CAPITAL MANAGEMENT, INC. is a Registered Investment Adviser.

## Overview

- **Organization type:** Registered Investment Adviser

## Regulatory record

- **CRD number:** 164692
- **SEC file number:** 801-79503
- **Registration status:** Registered with the SEC; per IAPD as of 2026-10-22
- **Latest Form ADV filing:** 2026-05-08

## About

UP CAPITAL MANAGEMENT, INC. was listed as registered with the SEC in the IAPD firm compilation observed on 2026-10-22. In Form ADV filed on 2026-05-08, it reported 4 employees; 420 advisory accounts; services including Financial planning, Pension consulting, Portfolio management for individuals and small businesses, Publication of periodicals or newsletters; client categories including Charitable organizations, Corporations or other businesses, High net worth individuals, Individuals (other than high net worth individuals), Pension and profit sharing plans; compensation arrangements including A percentage of assets under management, Fixed fees, Hourly charges. These are dated adviser-reported facts, not independently verified by Altss. Registration does not constitute approval or endorsement. This historical filing does not establish current registration status or operations.

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Updated: 2026-10-24T21:05:23Z

Canonical page: https://altss.com/profile/up-capital-management-inc

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