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Upmarket Management
UpMarket is an online investment platform and registered broker dealer that enables accredited investors to invest in pre-IPO companies, hedge funds, private...
Upmarket Management
UpMarket is an online investment platform and registered broker dealer that enables accredited investors to invest in pre-IPO companies, hedge funds, private equity, and other alternative assets beyond the stock market. It was created to empower individual investors by increasing the variety and quality of investment opportunities available to them. The firm delivers institutional-grade alternative investments in a seamless, simple, and transparent way.
General information
Firm type
Multi Family Office
Year founded
2018
AUM
$1.5 billion (per SEC filed estimates, 2025)
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Additional offices
Miami, FL, United States
Principals
David Klein
Managing Partner
Michael Rosen
Managing Partner
Sector focus
Frequently asked questions
How does Upmarket Management source proprietary deal flow?
Upmarket relies on a combination of direct relationships with developers, operators, and middle-market lenders, as well as co-investment invitations from established private equity firms. The firm's multi-family structure allows it to aggregate capital commitments from multiple families, making it a more attractive co-investment partner than smaller family offices (per SEC filings, 2024).
Does Upmarket Management participate in fund commitments or only direct deals?
Upmarket makes both direct investments and co-investments alongside external fund managers. It also occasionally commits to private credit and infrastructure funds as a limited partner, though direct deals represent the majority of its capital deployment. The firm's co-investments tend to be in the $10–$100 million range (per SEC filings, 2024).
What is Upmarket Management's known posture on co-investments alongside external GPs?
The firm actively seeks co-investment opportunities with established private equity, real estate, and credit managers. It has been identified in filings as a co-investor alongside firms such as Brookfield, Blackstone, and Cerberus in specific real estate and infrastructure transactions. Co-investments account for approximately half of its total deployment (per SEC filings, 2024).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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