# UPPER BASIN CAPITAL, LLC

UPPER BASIN CAPITAL, LLC is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 312789
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/312789

## About

Upper Basin Capital, LLC is a state-registered investment adviser with approximately $3 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a small team.

## Sectors

- Private Credit
- Real Estate
- Infrastructure

## Questions

### Who runs investment decisions at Upper Basin Capital?

No named principals or investment committee members are publicly associated with Upper Basin Capital, LLC. There are no filings, press releases, or personnel records identifying a CEO, CIO, or managing partner.

### Does Upper Basin Capital invest directly or through funds?

There is no public evidence of either direct investments or fund commitments by Upper Basin Capital. Without a disclosed portfolio or partnership history, its investment vehicle preference is unknown.

### How does Upper Basin Capital source deals?

There is no information on deal sourcing for Upper Basin Capital. Opaque family offices often rely on personal networks, but no specifics are available.

### What is Upper Basin Capital's investment stage preference?

Upper Basin Capital has no disclosed stage preference. Without any known deals or funds, its target investment stage—whether growth equity, venture, or buyout—cannot be determined.

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Last updated: 2026-07-06T01:24:27.952Z

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