# US Capital Global US Capital Global is an Asset Manager based in San Francisco, United States. ## Overview - **Organization type:** Asset Manager - **Headquarters:** San Francisco, United States - **Region:** North America - **Address:** San Francisco, CA, United States - **Assets under management:** Undisclosed - **Website:** uscapglobal.com - **LinkedIn:** linkedin.com/company/us-capital-investment-management-llc ## Regulatory record - **CRD number:** 299885 - **Registration status:** Registered - **Reports private funds:** No - **IAPD record:** https://adviserinfo.sec.gov/firm/summary/299885 ## About US Capital Global provides sophisticated debt, equity, and investment products to lower middle market companies and investors, using the latest FinTech and RegTech innovation. It offers investment advisors, accredited investors, and institutional investors participation in direct private placements of debt and equity or investments in alternative investment funds. The firm emphasizes technological innovation in finance and profitable impact investing, including sustainable projects and job-creating corporate financing. ## Sectors - lower middle market ## People - Jeffrey Sweeney — Founder and Chairman - Charles Towle — Co-founder, COO and Managing Partner - Pankaj Vashisth — Partner and CCO - Ish Spencer — Managing Director & Partner - Frank Villarreal — Managing Director and Partner - Lisa Terk — Senior Vice President - Colleen Gray — Senior Vice President - Keith Koo — Vice President - Tejal Shah — Vice President - Arvind Saxena — Vice President - Steve P. Wilburn — Partner, Energy and Trade Finance - Robert Jones — Senior Vice President - Erick G. Schenkhuizen — Vice President - Jullion Taylor — Partner and Managing Director - Justina McCaffrey — Vice President - Akshay Mehra — Managing Director - Ruta J. Laukien — Vice President - Chris Ragland — Senior Vice President - Laura Webb — Vice President - Narek Grigorian — Vice President - Ryan Richard — Senior Vice President - Mitchell R. Cohen — Esq., Senior Vice President and Partner - Michael Cacciaguida — Vice President - Jack Maple — Senior Vice President - James Bowles — Vice President ## Questions ### What is US Capital Global's investment strategy? The firm pursues a multi-strategy approach covering buyout, growth equity, early-stage venture, recapitalization, and turnaround investments. It targets middle-market companies primarily in North America. The firm's model combines direct principal investments with structured credit and syndicated financings, allowing it to tailor capital solutions rather than adhering to a single fund mandate. ### How is US Capital Global structured as a business? US Capital Global operates a hybrid structure that includes both a principal investment arm and a securities advisory and placement platform. The firm's affiliated broker-dealer allows it to raise and syndicate capital for transactions, giving it a dual role as investor and intermediary. This architecture is unusual among traditional private equity firms and aligns more with a merchant-banking model. ### Does US Capital Global focus on any specific sectors? The firm maintains a generalist mandate rather than concentrating on a narrow sector set. Public records indicate transaction history across technology, real estate, and healthcare services. However, US Capital Global does not publicly restrict its investment criteria to specific industries, preferring to evaluate opportunities based on company-specific fundamentals and capital-structure needs. ### Who makes investment decisions at US Capital Global? The firm's investment decisions are made by its senior principals, though specific named decision-makers are not publicly identified in available records. US Capital Global operates as a privately held entity and does not disclose its full leadership roster or investment-committee structure on public platforms. ### What is US Capital Global's known posture on co-investments? The firm's structure as both a principal and a placement agent means it frequently involves co-investors in transactions. Its affiliated broker-dealer arm syndicates portions of deals to external investors, effectively creating co-investment opportunities as part of its standard operating model. Specific co-investment minimums or LP structures are not publicly detailed. ## Related profiles - [US Agriculture](https://altss.com/profile/us-agriculture) - [USC Marshall Venture Fund](https://altss.com/profile/usc-marshall-venture-fund) --- Last updated: 2026-08-11T15:08:22.057Z Canonical page: https://altss.com/profile/us-capital-global Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology