Asset ManagerRIA · CRD 43793SEC-Registered

Updated:

USI Securities

USI Securities, Inc. is an SEC-registered investment adviser in Glastonbury, CT, since 1999. It has 30 employees and 24 investment advisers. The firm is...

USI Securities

USI Securities, Inc. is an SEC-registered investment adviser in Glastonbury, CT, since 1999. It has 30 employees and 24 investment advisers. The firm is headquartered in Connecticut.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

Glastonbury

Corporate office

New York, New York, United States

Frequently asked questions

Who runs USI Securities?

No principals or leadership names are available through public records, including SEC filings, media reports, or professional databases. The firm's management structure is not disclosed.

What is USI Securities' geographic focus?

The firm lists a New York City headquarters, but no additional offices or regional investment preferences have been identified. Its geographic scope, if any, remains unknown.

Is USI Securities registered with regulatory bodies?

The firm does not appear in readily accessible SEC investment adviser or broker-dealer registrations as of 2026, but this should be confirmed via direct search of FINRA BrokerCheck or SEC IARD.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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