# USI Securities

USI Securities is an Asset Manager based in Glastonbury, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Glastonbury, United States
- **Region:** North America
- **Address:** New York, New York, United States
- **Assets under management:** Undisclosed
- **Website:** usiadvisorsinc.com
- **LinkedIn:** https://www.linkedin.com/company/usi-securities-inc

## Regulatory record

- **CRD number:** 43793
- **SEC file number:** 801-56578
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/43793

## About

USI Securities, Inc. is an SEC-registered investment adviser in Glastonbury, CT, since 1999. It has 30 employees and 24 investment advisers. The firm is headquartered in Connecticut.

## Questions

### Who runs USI Securities?

No principals or leadership names are available through public records, including SEC filings, media reports, or professional databases. The firm's management structure is not disclosed.

### What is USI Securities' geographic focus?

The firm lists a New York City headquarters, but no additional offices or regional investment preferences have been identified. Its geographic scope, if any, remains unknown.

### Is USI Securities registered with regulatory bodies?

The firm does not appear in readily accessible SEC investment adviser or broker-dealer registrations as of 2026, but this should be confirmed via direct search of FINRA BrokerCheck or SEC IARD.

## Related profiles

- [J.H. Darbie & Co.](https://altss.com/profile/jh-darbie-and-co-inc)
- [First Citizens Investor Services](https://altss.com/profile/first-citizens-investor-services-inc)

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Last updated: 2026-08-10T23:49:37.812Z

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