Bank / Wealth / TrustRIA · CRD 105387SEC-Registered

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Valley Financial Management

Valley Financial Management is an SEC-registered investment adviser in New York, NY, since 2018. The firm manages $473,254 in regulatory assets.

Valley Financial Management logo

Valley Financial Management

Valley Financial Management is an SEC-registered investment adviser in New York, NY, since 2018. The firm manages $473,254 in regulatory assets. It has 124 employees and 5 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2018

AUM

Undisclosed

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Frequently asked questions

What investment services does Valley Financial Management offer?

The firm provides discretionary investment management across separately managed accounts. Its stated focus includes US public equities and fixed-income securities, with portfolio construction tailored to individual client mandates.

Does Valley Financial Management invest in private markets?

There is no public disclosure of a private-equity, venture-capital, or direct-investment program. The firm's documented activity centers on publicly traded securities and traditional asset-allocation frameworks.

How is Valley Financial Management structured as a business?

The firm appears to operate as a registered investment advisor with a single office in New York, managing discretionary separate accounts rather than pooled funds or a multi-family-office platform.

Who makes investment decisions at Valley Financial Management?

Key decision-makers are not publicly identified. The firm has not disclosed a named CIO, portfolio manager, or investment committee in available public filings or its web presence.

Where does Valley Financial Management source its clients?

Client relationships appear concentrated in the Northeastern United States, consistent with the firm's single-office footprint in New York. No institutional-consultant relationships or intermediary distribution channels are publicly disclosed.

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