# Vaughan and Company Securities

Vaughan and Company Securities is a Multi Family Office based in Ridgewood, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** Ridgewood, United States
- **Region:** North America
- **Address:** 68 Passaic Street, Ridgewood, NJ 07450, United States
- **Founded:** 2020
- **Assets under management:** 200-250 (Altss estimate)
- **Website:** vaughanandco.com
- **LinkedIn:** https://www.linkedin.com/company/vaughan-&-co-securities-inc

## Regulatory record

- **CRD number:** 18826
- **SEC file number:** 801-118757
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-05-06T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/18826

## About

James D. Vaughan III established the firm to serve multiple families through integrated advisory services. The practice covers investment allocation alongside estate and tax matters. The firm deploys capital via fund-of-funds structures. Positions target North American markets. Client mandates emphasize multigenerational transfer and risk controls. Team size remains undisclosed. James D. Vaughan III maintains ties to Atlantic Stewardship Bank and local Catholic organizations. Governance rests with the founder and a small group of licensed professionals who also hold CPA and bar credentials.

## Sectors

- Fund of Funds

## People

- James D. Vaughan III, Esq. — CEO and Investment Advisor
- Kevin Allen Leeds — Investment Adviser Representative

## Questions

### Who runs investment decisions at Vaughan and Company Securities?

James D. Vaughan III serves as CEO and Investment Advisor. Kevin Allen Leeds acts as Investment Adviser Representative.

### Does Vaughan and Company Securities participate in fund commitments or only direct deals?

The firm uses fund-of-funds structures for capital deployment.

### What geographic regions does the firm cover?

Activity centers on North America.

## Related profiles

- [FDI Family Office](https://altss.com/profile/fdi-family-office)
- [Great Hill Advisory](https://altss.com/profile/great-hill-advisory)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/vaughan-and-company-securities

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