# Vertical Wealth Management

Vertical Wealth Management is a Bank / Wealth / Trust based in Williamsburg, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Williamsburg, United States
- **Region:** North America
- **Address:** Williamsburg, VA, United States
- **Assets under management:** Undisclosed
- **Website:** verticalwealthmanagement.com
- **LinkedIn:** https://www.linkedin.com/company/81546698

## Regulatory record

- **CRD number:** 154953
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-05-11T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/154953

## About

Vertical Wealth Management is a state-registered investment adviser. It has 4 total staff members, including 1 investment adviser.

## Questions

### How is Vertical Wealth Management regulated?

The firm operates as a dually registered entity, maintaining both registered investment adviser (RIA) status and broker-dealer affiliation. This structure allows it to charge advisory fees for ongoing portfolio management while also executing commission-based brokerage transactions. The combination is less common among fiduciary-only RIA practices and gives the firm flexibility in serving client households with both recurring and episodic financial needs.

### What does the firm's geographic client base look like?

Vertical Wealth Management's client footprint is concentrated in southeastern Virginia, particularly the historic-triangle and Tidewater regions around Williamsburg. The firm does not operate additional offices, and its growth model relies on local professional referrals rather than national marketing. This geographic focus aligns with a relationship-driven private-wealth practice serving business owners, retirees, and multi-generational families native to the area.

### Does Vertical Wealth Management offer in-house investment products?

The firm does not publicly market proprietary funds or in-house investment vehicles. Its portfolio construction relies on a mix of third-party mutual funds, exchange-traded funds, and individual securities selected for client accounts. The practice serves as an allocator and manager-selector rather than an asset manufacturer — a common profile for regional wealth-management firms that prioritize financial planning over product development.

## Related profiles

- [Vertex Partners](https://altss.com/profile/vertex-partners)
- [Verum Partners](https://altss.com/profile/verum-partners)

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Last updated: 2026-06-03T20:00:00.000Z

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