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Vestmark Advisory Solutions
Vestmark Advisory Solutions is an SEC-registered investment adviser in Wakefield, MA, registered since 2018. The firm manages $49.9 billion in assets,...
Vestmark Advisory Solutions
Vestmark Advisory Solutions is an SEC-registered investment adviser in Wakefield, MA, registered since 2018. The firm manages $49.9 billion in assets, including $15.8 billion on a discretionary basis. It has 33 employees and 25 investment advisers.
General information
Firm type
RIA
Year founded
2001
Location
Region
North America
Country
United States
City
Wakefield
Corporate office
Wakefield, MA, United States
Additional offices
Zurich · Phoenix · Boston
Principals
Karl Roessner
Chief Executive Officer
Corey Fiedler
Chief Product Officer
Freedom Dumlao
Chief Technology Officer & Chief AI Officer
Annmarie Rogers
EVP, Client Operations
Rob Battista
EVP, Advisory Solutions
Nick Thurlow
Chief People Officer
Sector focus
Frequently asked questions
Who runs investment decisions at Vestmark Advisory Solutions?
Rob Battista serves as EVP of Advisory Solutions and oversees the RIA's investment offering. Day-to-day portfolio management decisions are handled by the firm's advisory team, though specific CIO or portfolio manager names are not publicly listed.
Is Vestmark Advisory Solutions a single family office or an RIA?
It is a registered investment advisor (RIA) that sits inside a larger wealth technology company. It does not manage a single family's wealth — it provides outsourced portfolio management services to external wealth management firms and their clients.
How does Vestmark source its investment strategies?
Vestmark operates a model marketplace that includes over 1,900 strategies from 290+ asset managers. In 2024 it partnered with BlackRock to offer custom model portfolios (per the firm). Its direct strategies are built in-house using tax-aware and factor-based approaches.
Does Vestmark Advisory Solutions participate in fund commitments or only direct deals?
The firm does not commit to funds or make direct equity investments. It builds and manages portfolios of liquid securities and, since 2025, tax-managed UMAs that incorporate alternative investments such as private credit or real assets (per the firm).
What investment stages does Vestmark typically target?
Vestmark operates in liquid, public-markets strategies. Its solutions focus on tax management, direct indexing, and multi-asset-class unified managed accounts. The firm does not target venture-stage or growth-equity investments.
How many advisors and institutions use Vestmark's platform?
The platform supports over 72,000 advisors and 5 million accounts, per the firm's stated figures as of March 2026. Its client base includes broker-dealers, banks, RIAs, and asset managers.
Where does Vestmark's underlying capital come from?
Vestmark does not manage capital from a specific family or endowment. The advisory arm provides discretionary management of client assets held at third-party custodians. Its technology platform also generates licensing revenue from wealth management firms.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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