# Vestmark Advisory Solutions

Vestmark Advisory Solutions is a RIA based in Wakefield, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Wakefield, United States
- **Region:** North America
- **Address:** Wakefield, MA, United States
- **Founded:** 2001
- **Assets under management:** Undisclosed
- **Website:** vestmark.com

## Regulatory record

- **CRD number:** 221518
- **SEC file number:** 801-114077
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/221518

## About

Vestmark Advisory Solutions is an SEC-registered investment adviser in Wakefield, MA, registered since 2018. The firm manages $49.9 billion in assets, including $15.8 billion on a discretionary basis. It has 33 employees and 25 investment advisers.

## Sectors

- FinTech
- Wealth Management
- Asset Management

## Offices

- Zurich
- Phoenix
- Boston

## People

- Karl Roessner — Chief Executive Officer
- Corey Fiedler — Chief Product Officer
- Freedom Dumlao — Chief Technology Officer & Chief AI Officer
- Annmarie Rogers — EVP, Client Operations
- Rob Battista — EVP, Advisory Solutions
- Nick Thurlow — Chief People Officer

## Questions

### Who runs investment decisions at Vestmark Advisory Solutions?

Rob Battista serves as EVP of Advisory Solutions and oversees the RIA's investment offering. Day-to-day portfolio management decisions are handled by the firm's advisory team, though specific CIO or portfolio manager names are not publicly listed.

### How does Vestmark source its investment strategies?

Vestmark operates a model marketplace that includes over 1,900 strategies from 290+ asset managers. In 2024 it partnered with BlackRock to offer custom model portfolios (per the firm). Its direct strategies are built in-house using tax-aware and factor-based approaches.

### Does Vestmark Advisory Solutions participate in fund commitments or only direct deals?

The firm does not commit to funds or make direct equity investments. It builds and manages portfolios of liquid securities and, since 2025, tax-managed UMAs that incorporate alternative investments such as private credit or real assets (per the firm).

### What investment stages does Vestmark typically target?

Vestmark operates in liquid, public-markets strategies. Its solutions focus on tax management, direct indexing, and multi-asset-class unified managed accounts. The firm does not target venture-stage or growth-equity investments.

### How many advisors and institutions use Vestmark's platform?

The platform supports over 72,000 advisors and 5 million accounts, per the firm's stated figures as of March 2026. Its client base includes broker-dealers, banks, RIAs, and asset managers.

### Where does Vestmark's underlying capital come from?

Vestmark does not manage capital from a specific family or endowment. The advisory arm provides discretionary management of client assets held at third-party custodians. Its technology platform also generates licensing revenue from wealth management firms.

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- [CeriFi](https://altss.com/profile/cerifi)
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Last updated: 2026-06-03T20:00:00.000Z

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