Wakefield Financial Planning

The firm offers financial planning and portfolio management services, per its SEC registration. Its planning work typically spans retirement projections, tax planning, and estate considerations. Portfolio management is executed through model allocations using mutual funds and ETFs. It does not publicly promote direct private investments or alternative asset access.

Yes. As a registered investment adviser with the SEC, Wakefield Financial Planning owes a fiduciary duty to its advisory clients. This means the firm must put client interests ahead of its own when making recommendations. The fiduciary obligation is a structural feature of the independent RIA model, which is significant when comparing it to broker-dealer-affiliated advisers who may operate under a lesser suitability standard.

There is no public record indicating that Wakefield Financial Planning engages in direct private company investments, co-investments, or venture capital allocations. The firm's disclosed investment approach relies on publicly traded securities through mutual funds and ETFs. This posture is consistent with a generalist financial planning practice rather than an institutional family office or venture firm.

Specific fee schedules for Wakefield Financial Planning are disclosed in the firm's Form ADV Part 2A, filed with the SEC. As an RIA, compensation is typically asset-based or fixed-fee rather than commission-driven. Potential clients can request the firm's latest disclosure brochure to review its exact fee structure and any potential conflicts.

The firm is based in the United States, though a specific city or street address is not confirmed in the available public record. Its SEC registration indicates domestic operations serving US-based individuals and families. Prospective clients should contact the firm directly to confirm its office location and service area.