# Walled Lake Planning & Wealth Management

Walled Lake Planning & Wealth Management is a Bank / Wealth / Trust based in Highland Park, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Highland Park, United States
- **Region:** North America
- **Address:** Highland Park, IL, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** wlpwm.com
- **LinkedIn:** https://www.linkedin.com/company/walled-lake

## Regulatory record

- **CRD number:** 299595
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-06T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/299595

## About

Walled Lake Planning & Wealth Management was established in 2018 in Highland Park, Illinois, positioning itself within the affluent North Shore corridor north of Chicago. The firm registers as an investment advisor with the U.S. Securities and Exchange Commission, a structure that legally obligates it to a fiduciary duty — meaning it must place client interests ahead of its own when recommending investments or managing discretionary accounts. The founding emerges during a period when independent RIAs gained significant market share from wirehouse broker-dealers, reflecting a broader industry shift toward fee-only, fiduciary-based advisory models. The firm provides investment management and financial planning services to individuals, corporations, and other entities on a discretionary basis. Its core offering appears centered on portfolio construction and ongoing asset allocation oversight for private clients rather than proprietary fund products or alternative investment origination. The discretionary mandate means Walled Lake makes buy-sell decisions without requiring client pre-approval for each trade, a structure typical of managed-account platforms where the advisor maintains trading authority. Team size and total regulatory assets under management remain undisclosed. What distinguishes Walled Lake structurally is its SEC registration footprint in a landscape where many advisors of similar size register only at the state level. Operating from a single office without a broker-dealer affiliation reinforces the pure-RIA model: the firm earns fees directly from clients rather than commissions from product sales, an architecture that reduces conflicts of interest around transaction-based compensation.

## Questions

### Does the firm offer financial planning separate from investment management?

Yes. The firm's stated services include financial planning alongside investment management, a combination typical of RIAs serving private clients. This can encompass retirement projections, cash-flow analysis, tax coordination, estate planning, and insurance review, though the extent to which planning is delivered as a standalone service versus bundled with asset management is not publicly detailed.

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- [Wallcross](https://altss.com/profile/wallcross)
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Last updated: 2026-08-11T02:43:31.692Z

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