# Waller Financial Planning Group

Waller Financial Planning Group is a Multi Family Office based in United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** wallerfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/waller-financial-planning-group-inc-

## Regulatory record

- **CRD number:** 159564
- **SEC file number:** 801-72938
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/159564

## About

WALLER FINANCIAL PLANNING GROUP, INC. is an SEC-registered investment adviser in Columbus, OH, registered since 2012. The firm manages $748 million in assets, with $679 million on a discretionary basis. It has 11 employees and 11 investment advisers.

## People

- James Waller — President

## Questions

### Does Waller Financial Planning Group participate in fund commitments or only direct investments?

The firm's investment approach centers on direct portfolio management using individual securities, mutual funds, and fixed income instruments rather than private-fund commitments or venture capital allocations. There is no public record of the firm participating in limited-partner commitments to external private-equity, hedge-fund, or venture-capital vehicles. The practice remains focused on liquid, transparent public-market strategies.

### What investment stages does Waller Financial Planning Group typically target?

The firm focuses entirely on public-market, liquid-stage investments and does not deploy capital into venture-stage, growth-equity, or pre-IPO companies. Its portfolios are constructed from established public equities, investment-grade fixed income, and diversified mutual funds. This approach reflects a capital-preservation mandate suited to the wealth-preservation objectives of its client base.

### How is Waller Financial Planning Group different from large aggregator RIAs?

The firm remains independently owned without external private-equity backing or platform consolidation, a structural distinction from the industry trend toward roll-up acquisitions. This independence eliminates product-push incentives and corporate revenue targets, allowing the firm to maintain a fiduciary model tied directly to client outcomes. Its deliberately limited client headcount further differentiates it from growth-focused RIA aggregators.

## Related profiles

- [WALDO.AI](https://altss.com/profile/waldoai-inc)
- [Wallet Space](https://altss.com/profile/wallet-space)

---

Last updated: 2026-07-06T01:24:28.433Z

Canonical page: https://altss.com/profile/waller-financial-planning-group-inc

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology