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WaterRock Wealth Management
WaterRock Wealth Management is an SEC-registered investment adviser in Albuquerque, NM, registered since 2023. The firm manages $154 million in assets.
WaterRock Wealth Management
WaterRock Wealth Management is an SEC-registered investment adviser in Albuquerque, NM, registered since 2023. The firm manages $154 million in assets. It has 5 employees and 5 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2023
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Albuquerque
Corporate office
Albuquerque, NM, United States
Frequently asked questions
How does WaterRock Wealth Management structure its investment offerings?
The firm builds custom portfolios using individual securities, mutual funds, ETFs, and alternative investments for qualified clients. It operates as a fee-based fiduciary, meaning compensation is tied to assets under management rather than commissions on proprietary products. This structure aligns the firm's incentives with client outcomes.
Is WaterRock affiliated with a larger bank or financial institution?
No. WaterRock Wealth Management is an independent registered investment advisor based in Albuquerque. Its independence allows the firm to select managers and products without the constraints of a parent bank's preferred list or in-house fund mandates.
What types of clients does WaterRock typically serve?
The firm targets high-net-worth individuals and families, with a geographic concentration in New Mexico and the broader Southwest. Its service model combines financial planning with discretionary investment management, a common structure for regional RIAs serving concentrated wealth.
Does WaterRock publish its assets under management or disclose its fee schedule?
WaterRock does not publicly disclose its assets under management. As a private advisory firm not registered with the SEC as a large advisor, it is not required to file Form ADV Part 1 publicly. Fee schedules are typically provided directly to prospective clients during the onboarding process.
What is the firm's approach to alternative investments?
Alternatives are available for qualified clients, though the specific structures — private equity funds, hedge funds, or direct deals — have not been publicly detailed. Regional RIAs of this profile often access alternatives via third-party feeder funds or interval structures rather than direct co-investment programs.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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