# WaterRock Wealth Management

WaterRock Wealth Management is a Bank / Wealth / Trust based in Albuquerque, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Albuquerque, United States
- **Region:** North America
- **Address:** Albuquerque, NM, United States
- **Founded:** 2023
- **Assets under management:** Undisclosed
- **Website:** waterrockwealth.com
- **LinkedIn:** https://www.linkedin.com/in/christopher-prien-9646ab17

## Regulatory record

- **CRD number:** 296462
- **SEC file number:** 801-128547
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-24T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/296462

## About

WaterRock Wealth Management is an SEC-registered investment adviser in Albuquerque, NM, registered since 2023. The firm manages $154 million in assets. It has 5 employees and 5 investment advisers.

## Questions

### How does WaterRock Wealth Management structure its investment offerings?

The firm builds custom portfolios using individual securities, mutual funds, ETFs, and alternative investments for qualified clients. It operates as a fee-based fiduciary, meaning compensation is tied to assets under management rather than commissions on proprietary products. This structure aligns the firm's incentives with client outcomes.

### Is WaterRock affiliated with a larger bank or financial institution?

No. WaterRock Wealth Management is an independent registered investment advisor based in Albuquerque. Its independence allows the firm to select managers and products without the constraints of a parent bank's preferred list or in-house fund mandates.

### What types of clients does WaterRock typically serve?

The firm targets high-net-worth individuals and families, with a geographic concentration in New Mexico and the broader Southwest. Its service model combines financial planning with discretionary investment management, a common structure for regional RIAs serving concentrated wealth.

### What is the firm's approach to alternative investments?

Alternatives are available for qualified clients, though the specific structures — private equity funds, hedge funds, or direct deals — have not been publicly detailed. Regional RIAs of this profile often access alternatives via third-party feeder funds or interval structures rather than direct co-investment programs.

## Related profiles

- [Waterfront Wealth](https://altss.com/profile/waterfront-wealth)
- [WaterStone](https://altss.com/profile/waterstone)

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Last updated: 2026-06-03T20:00:00.000Z

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