# Wealth Strategies Group

Wealth Strategies Group is a Bank / Wealth / Trust based in Littleton, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Littleton, United States
- **Region:** North America
- **Address:** Newport Beach, CA, United States
- **Founded:** 2001
- **Assets under management:** Undisclosed
- **Website:** wealthstratgroup.com
- **LinkedIn:** https://www.linkedin.com/company/wsgwealth

## Regulatory record

- **CRD number:** 326407
- **SEC file number:** 801-128247
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/326407

## About

Founded in 2001 and based in Newport Beach, California, Wealth Strategies Group is a registered investment advisor that provides financial planning, retirement planning, and investment management services. The firm advises a mix of individual clients, corporations, and institutional accounts, operating within the fiduciary framework required of RIAs. Its founding came during a generation of wealth-management consolidation in Orange County, positioning it as an independent shop in a region dense with high-net-worth households and corporate headquarters. Wealth Strategies Group's investment approach centers on portfolio construction across traditional public-market asset classes, with managed equity and fixed-income strategies forming the core of its discretionary offerings. The firm also advises on retirement plan design and administration for corporate clients, a line of business that provides recurring advisory revenue separate from its individual wealth-management practice. The geographic footprint concentrates on Southern California, with the Newport Beach location serving as a hub for clients in Orange County and the broader Los Angeles metro area. The firm has not publicly disclosed a list of direct co-investments, alternative asset commitments, or private-market positions. The firm's scale remains opaque — no headcount, AUM figure, or aggregate deployment number has been published through regulatory filings or its own disclosures. Wealth Strategies Group maintains a single office in Newport Beach, and no adjacent vehicles such as philanthropic foundations, real-asset arms, or peer-network memberships have been confirmed through public sources. The lack of disclosed scale data is consistent with a boutique advisory practice operating below the threshold that would attract trade-press coverage or database aggregation. Wealth Strategies Group's structural distinction lies in its combination of individual wealth management with corporate retirement-plan advisory services under one RIA roof. This dual-revenue architecture — serving both households directly and the retirement plans of the employers those households work for — creates a referral flywheel that larger roll-up RIAs often struggle to replicate organically.

## Questions

### Does Wealth Strategies Group disclose its assets under management?

No. Wealth Strategies Group has not publicly disclosed an AUM figure through its website, regulatory filings, or industry databases. This level of opacity is common among smaller boutique RIAs that operate below the scale that attracts mandatory public reporting or trade-publication coverage.

### Where is Wealth Strategies Group located and who does it serve geographically?

The firm is headquartered in Newport Beach, California, and serves clients primarily in Southern California. Orange County's high concentration of high-net-worth households, corporate headquarters, and retiree populations forms the natural client base for a firm offering both individual wealth management and corporate retirement-plan advisory services.

## Related profiles

- [Wealth Strategies](https://altss.com/profile/wealth-strategies)
- [Wealth Teams Alliance](https://altss.com/profile/wealth-teams-alliance)

---

Last updated: 2026-08-11T02:43:31.692Z

Canonical page: https://altss.com/profile/wealth-strategies-group

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology