WealthPlan Investment Management

WealthPlan operates as an independent registered investment advisor (RIA) — not a bank-affiliated trust department. It serves clients under the fiduciary standard of the Investment Advisers Act, with discretion over portfolio management. Custody is held at third-party institutions including Charles Schwab and TD Ameritrade rather than on a proprietary bank balance sheet.

Public filings identify Charles Schwab and TD Ameritrade as primary custodians for WealthPlan accounts. This custody arrangement confirms the firm's status as an RIA that does not self-clear or hold client assets on its own balance sheet, a standard structure for independent advisory firms in the United States.

The firm uses a hybrid approach: in-house, model-driven ETF portfolios form the tactical core across equities and fixed income, while external active managers fill select allocations. The investment committee publishes periodic strategy commentary explaining its tactical shifts, giving clients transparency into the proprietary allocation rationale.

Jim Hagedorn founded the firm in Omaha, Nebraska. He remains the controlling principal and guides the investment committee's tactical allocation process, with the firm remaining privately held without external private equity or bank ownership.

Current public disclosures do not indicate any institutional separate accounts, pooled funds, or private investment partnerships managed by WealthPlan. The firm's regulatory filings describe a private-client RIA model focused on individuals, trusts, and business owners, without an institutional investor base.