# WealthPlan Investment Management

WealthPlan Investment Management is a Bank / Wealth / Trust based in Omaha, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Omaha, United States
- **Region:** North America
- **Address:** Omaha, NE, United States
- **Founded:** 2020
- **Assets under management:** Undisclosed
- **Website:** wealthplan.com
- **LinkedIn:** https://www.linkedin.com/company/wealthplan-group

## Regulatory record

- **CRD number:** 311364
- **SEC file number:** 801-120004
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-25T05:00:00.000Z
- **Reports private funds:** Yes
- **Private funds reported:** 0

## About

WealthPlan Investment Management is an SEC-registered investment adviser in OMAHA, NE, registered since 2020. The firm manages $2.2 billion in assets, $2.1 billion on a discretionary basis. It has 34 employees and 14 investment advisers.

## People

- Jim Hagedorn — Founder

## Questions

### Is WealthPlan Investment Management a regional bank trust department or an independent RIA?

WealthPlan operates as an independent registered investment advisor (RIA) — not a bank-affiliated trust department. It serves clients under the fiduciary standard of the Investment Advisers Act, with discretion over portfolio management. Custody is held at third-party institutions including Charles Schwab and TD Ameritrade rather than on a proprietary bank balance sheet.

### What firm acts as custodian for WealthPlan client assets?

Public filings identify Charles Schwab and TD Ameritrade as primary custodians for WealthPlan accounts. This custody arrangement confirms the firm's status as an RIA that does not self-clear or hold client assets on its own balance sheet, a standard structure for independent advisory firms in the United States.

### Does WealthPlan run proprietary investment strategies or rely entirely on third-party managers?

The firm uses a hybrid approach: in-house, model-driven ETF portfolios form the tactical core across equities and fixed income, while external active managers fill select allocations. The investment committee publishes periodic strategy commentary explaining its tactical shifts, giving clients transparency into the proprietary allocation rationale.

### Who founded WealthPlan Investment Management?

Jim Hagedorn founded the firm in Omaha, Nebraska. He remains the controlling principal and guides the investment committee's tactical allocation process, with the firm remaining privately held without external private equity or bank ownership.

### Does WealthPlan manage institutional assets or pooled investment vehicles alongside private client accounts?

Current public disclosures do not indicate any institutional separate accounts, pooled funds, or private investment partnerships managed by WealthPlan. The firm's regulatory filings describe a private-client RIA model focused on individuals, trusts, and business owners, without an institutional investor base.

## Related profiles

- [WealthPlan Group](https://altss.com/profile/wealthplan-group)
- [WealthPlan Partners](https://altss.com/profile/wealthplan-partners)

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Updated: 2026-06-03T20:00:00.000Z

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