# Wealthspire Retirement Advisory

Wealthspire Retirement Advisory is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** wealthspire.com
- **LinkedIn:** https://www.linkedin.com/company/wealthspire-retirement

## Regulatory record

- **CRD number:** 121254
- **SEC file number:** 801-66107
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/121254

## About

Wealthspire Retirement Advisory is an SEC-registered investment adviser in Aliso Viejo, CA, registered since 2006. The firm manages approximately $38.6 billion in regulatory assets. It has 244 employees and 139 investment advisers.

## Questions

### What services does Wealthspire Retirement Advisory provide to plan sponsors?

The firm offers investment advisory and consulting services centered on employer-sponsored retirement plans. This includes fiduciary support under ERISA, investment policy development, fund due diligence and monitoring, fee analysis, and plan governance assistance. It can serve as an ERISA 3(21) non-discretionary advisor or a 3(38) investment manager with full discretion over plan lineup decisions.

### Does Wealthspire manage direct investments or private equity funds?

No. Wealthspire Retirement Advisory's practice is built around qualified retirement plans and their investment menus, not direct private-market transactions. It evaluates and recommends publicly registered mutual funds, collective investment trusts, target-date strategies, stable value products, and managed account solutions available on retirement plan recordkeeping platforms.

### What types of retirement plans does Wealthspire work with?

The firm works across the defined-contribution landscape: 401(k) plans, 403(b) plans for nonprofits, 457 plans for governmental employers, and non-qualified deferred compensation arrangements. Its consulting covers both the plan level—investment lineup construction and monitoring—and the participant level—delivering managed account allocations or one-on-one advice.

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Last updated: 2026-07-11T13:54:23.000Z

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