# Wernau Asset Management

Wernau Asset Management is a Bank / Wealth / Trust based in Gloucester, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Gloucester, United States
- **Region:** North America
- **Address:** Gloucester, MA, United States
- **Founded:** 2004
- **Assets under management:** Undisclosed
- **Website:** wernauassetmanagement.com
- **LinkedIn:** https://linkedin.com/company/wernau-asset-management

## Regulatory record

- **CRD number:** 129473
- **SEC file number:** 801-118713
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-04T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129473

## About

Peter Wernau established Wernau Asset Management in 2004 as a registered investment adviser in Gloucester, Massachusetts. The firm operates as a boutique wealth manager serving individuals, high-net-worth families, trusts, and various entities, with a focus on discretionary asset management and integrated financial planning. The practice is built on a fiduciary model that separates it from the brokerage and wirehouse channels dominating New England's coastal wealth corridors. The firm constructs discretionary portfolios tailored to client-specific goals rather than pushing proprietary funds or model-driven allocations. Asset-class exposure typically spans equities, fixed income, and cash or cash-equivalent instruments, with individual security selection driving the equity sleeve. Geographic concentration skews toward the North Shore of Massachusetts and greater Boston. The firm's professional headcount and assets under management are not publicly disclosed, a common posture for boutique RIAs that file as state-registered rather than SEC-registered advisers. Wernau Asset Management has not launched adjacent vehicles, philanthropic foundations, or co-investment structures. No operational event from the last 24 months is verifiable from public records. The office remains rooted in Gloucester, Massachusetts, serving a concentrated local client base. Peter Wernau operates a single-principal structure with no publicly named succession plan or junior partners, which creates a key-person concentration — an increasingly relevant governance concern for aging client rosters at solo-adviser RIAs. This architecture contrasts with roll-up platforms and multi-partner firms that dominate the wealth management consolidation cycle across New England.

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- [Werlemann Wealth Management](https://altss.com/profile/werlemann-wealth-management)
- [Werth Wealth Planning](https://altss.com/profile/werth-wealth-planning)

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Last updated: 2026-08-11T02:43:31.692Z

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