# Westminster Financial Advisory

Westminster Financial Advisory is a Bank / Wealth / Trust based in Beavercreek, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Beavercreek, United States
- **Region:** North America
- **Address:** Beavercreek, OH, United States
- **Founded:** 1987
- **Assets under management:** Undisclosed
- **Website:** www.westminsterfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/westminster-financial-companies

## Regulatory record

- **CRD number:** 110283
- **SEC file number:** 801-29690
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-30T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/110283

## About

Westminster Financial is a privately owned, multi-generational financial servicing company and one-stop shop with three wholly-owned subsidiaries covering investment management, broker-dealer services, and insurance products. With decades of experience, the firm provides financial planning, retirement strategies, asset management, tax consulting, estate planning, and insurance. It combines the tools of an institutional broker-dealer with the personal attention of a Midwest investment firm.

## People

- L. Miles Brazie — Chairman of the Board/Chief Executive Officer Westminster Financial Companies, Inc.
- Kirk W. Stager — President/Chief Executive Officer Westminster Financial Securities, Inc.
- Angela C. Sweeney — Chief Financial Officer
- Jessica M. Trunck — Chief Compliance Officer
- Morgan P. Brazie — President, Westminster Financial Advisory Corp.
- Stuart C. Brazie — Managing Executive
- Kyle Cook — Certified Public Accountant
- Tom F. LaBrie — Managing Director of Branch Development
- Moustapha Mounah — Director of Research
- Michael W. Suhay — Managing Director of Portfolio Management
- Steven J. Sipniewski — Managing Director of Portfolio Management
- Ryan D. Rabold — Managing Director of Portfolio Management
- Larry E. Shull — Sr. Relationship Manager of Portfolio Management
- E. Reed Laughlin — Jr., Managing Director of Investment Management
- Collin W. Brazie — Relationship Manager
- Grant Francis — Relationship Manager
- Niket Patel — Client Relationship Services Manager
- Alexandra Brazie — Senior Relationship Manager
- Chintak Patel — Account Manager
- Matt Silcox — Account Manager
- Michael Mahan — Account Manger
- Mitchell Noufer — Account Manger
- Damyon Juntunen — Account Manager
- Dalton Gaskins — Account Manager
- Lisa Resh — Lead Accountant

## Questions

### Is Westminster Financial Advisory a broker-dealer or a fiduciary RIA?

The firm operates as a registered investment adviser and asserts fiduciary status in its regulatory filings, meaning it is legally obligated to act in the best interest of its advisory clients. This distinguishes it from broker-dealer models where suitability standards apply. Client accounts are custodied at independent third-party institutions, a standard structural separation in the RIA channel.

### What is Westminster Financial Advisory's investment approach?

The firm constructs diversified portfolios for individual clients using mutual funds, exchange-traded funds, and individual securities. Asset allocation spans domestic and international equities, fixed income instruments, and cash equivalents, structured primarily through separately managed accounts. Its Form ADV filings indicate asset-based fee billing without performance-fee arrangements.

### How does Westminster Financial Advisory custody client assets?

The firm does not self-custody. Independent third-party custodians hold client assets, a standard structural arrangement for SEC-registered investment advisers that insulates advisory from custody functions. Specific custodian relationships are not publicly itemized in current available filings.

### Does Westminster Financial Advisory have any known institutional or family-office vehicles?

No institutional commingled funds, family-office structures, or alternative investment vehicles are disclosed in available public records. The firm's Form ADV filings reflect a standard retail advisory practice model without private fund exemptions or pooled investment vehicles.

## Related profiles

- [Westminster American Insurance Company](https://altss.com/profile/westminster-american-insurance-company)
- [Westminster Foundation for Democracy](https://altss.com/profile/westminster-foundation-for-democracy)

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Last updated: 2026-08-11T15:08:32.892Z

Canonical page: https://altss.com/profile/westminster-financial-advisory

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