# WestPark Capital

WestPark Capital is a RIABrokerDealer based in Los Angeles, United States.

## Overview

- **Organization type:** RIABrokerDealer
- **Headquarters:** Los Angeles, United States
- **Region:** North America
- **Address:** Los Angeles, CA, United States
- **Founded:** 1996
- **Assets under management:** Undisclosed
- **Website:** westparkcapital.com
- **LinkedIn:** https://www.linkedin.com/company/149633

## Regulatory record

- **CRD number:** 39914
- **SEC file number:** 801-108275
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/39914

## Sectors

- Financial Services
- Investment Banking
- Capital Markets
- Private Placements
- M&A Advisory

## Offices

- New York
- San Francisco

## People

- Richard Rappaport — Chairman & CEO
- Ronald Garber — Vice Chairman & Head of Investment Banking

## Questions

### What investment stages does WestPark Capital typically target?

The firm covers both late-stage private companies planning to go public and public small-cap and micro-cap issuers requiring follow-on capital or advisory services. Its deals span IPOs, PIPEs, registered direct offerings, and M&A (per SEC filings, multiple years).

### Which sectors does WestPark Capital explicitly avoid?

The firm does not publicly disclose any sector exclusions, but its deal history has concentrated heavily on biotechnology, healthcare technology, and software, with limited exposure to energy or real estate (per SEC filings).

### How is WestPark Capital related to other companies named WestPark?

No public information ties WestPark Capital to WestPark Financial, WestPark Asset Management, or any other entity with a similar name. It operates independently as a separate company (public record).

## Related profiles

- [Rice, Voelker](https://altss.com/profile/rice-voelker-llc)
- [J.V.B. Investment Company](https://altss.com/profile/jvb-investment-company)

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Last updated: 2026-07-06T01:20:55.112Z

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