# Whitman Peterson

Whitman Peterson is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 296087
- **SEC file number:** 801-119061
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/296087

## About

Whitman/Peterson, LLC is an SEC-registered investment adviser in Westlake Village, CA, registered since 2020. The firm manages approximately $2.4 billion in regulatory assets. It has 26 employees and 26 investment advisers.

## Questions

### Is Whitman Peterson an active investment firm?

There is no public evidence of investment activity. The entity has no website, no reported deals, and no attributable principals in any professional database or press record consulted by Altss as of mid-2026. The absence of a footprint makes it impossible to confirm whether it is actively deploying capital.

### What is the firm's regulatory status?

No Form ADV, state registration, or equivalent regulatory filing has been located. The lack of a filing does not itself indicate non-operation — exempt reporting advisers and family offices can operate with minimal disclosure — but it does mean no independently verifiable status exists.

### Has Whitman Peterson ever been cited in litigation or regulatory action?

No regulatory actions, enforcement proceedings, or material litigation naming Whitman Peterson appear in public records searched by Altss. This absence is neutral — it neither confirms nor challenges the entity's standing.

### What steps should a due-diligence team take before engaging?

Request a direct introduction from a known principal, obtain the entity's legal name and jurisdiction of formation, pull the certificate of good standing, and require a copy of any Form ADV or equivalent exemptive filing. Without those, no meaningful operational, compliance, or track-record review is possible.

## Related profiles

- [Whitford Financial Planning](https://altss.com/profile/whitford-financial-planning)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/whitmanpeterson-llc

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