# Wickham Financial & Insurance Services

Wickham Financial & Insurance Services is a RIA based in Marietta, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Marietta, United States
- **Region:** North America
- **Address:** Atlanta, GA, United States
- **Assets under management:** Undisclosed
- **Website:** wickhamservices.com

## Regulatory record

- **CRD number:** 307299
- **SEC file number:** 801-124758
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/307299

## About

WICKHAM FINANCIAL & INSURANCE SERVICES is an SEC-registered investment adviser in MARIETTA, GA, registered since 2022. The firm manages $193 million in assets, with $77 million managed on a discretionary basis. It employs 4 staff and 3 investment advisers.

## Sectors

- Insurance Services
- Financial Services

## Questions

### How does Wickham Financial's dual-line insurance and advisory model structure client relationships?

The firm operates both a licensed independent insurance brokerage and a registered investment adviser. Clients engaging the advisory side are onboarded through a financial-planning engagement that produces asset-allocation recommendations and retirement-income projections. The insurance brokerage places life, disability, long-term care, and property-casualty policies with unaffiliated carriers, generating commission revenue. This dual-line structure creates a bundled relationship where risk-management advice and liquid-asset management sit within a single point of contact — a model designed for client retention rather than product-distribution scale.

### Who are the named principals running the firm?

Public regulatory filings identify the firm as a Georgia-domiciled entity with insurance producer licenses held by individual registered representatives, but the firm's own digital presence and industry directories have not surfaced a public-facing leadership page or named executive team. In the absence of disclosed principals, the operating assumption is that a small group of tenured, probably founding-generation, professionals holds the key licenses and manages client relationships without publishing individual profiles.

### What is the firm's known geographic footprint and client profile?

All public records place the firm in the metro Atlanta area, serving Georgia-based clients. The client profile inferred from its service offering — personal insurance, commercial insurance, and financial planning — includes small-business owners, professionals, and families managing insurable risk alongside liquid net worth. No secondary offices or multi-state licensing patterns have been identified.

### How is the firm regulated, and what disclosures are available?

The financial-planning arm is regulated as a registered investment adviser (RIA) under state or SEC jurisdiction, depending on regulatory assets under management. The insurance brokerage operates under Georgia's Office of Insurance and Safety Fire Commissioner, with individual producers holding resident licenses. Advisers' public disclosure documents via the IAPD database contain the current Form ADV, listing services, fee schedules, and any disciplinary history.

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Last updated: 2026-07-06T01:24:28.899Z

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