# Williams and Schiller Wealth Management

Williams and Schiller Wealth Management is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** williams-schiller.com

## Regulatory record

- **CRD number:** 143049
- **SEC file number:** 801-134243
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/143049

## About

Williams and Schiller Wealth Management, LLC is an SEC-registered investment adviser in Sandpoint, ID, registered since 2026. The firm manages approximately $121 million in assets. It has 2 employees and 2 investment advisers.

## Sectors

- Wealth Management
- Retail Financial Services

## People

- Joseph Schiller — President & CEO
- Thomas Williams — Chief Compliance Officer

## Questions

### Who runs investment decisions at Williams and Schiller Wealth Management?

President and CEO Joseph Schiller serves as the firm's senior investment decision-maker, structuring client portfolios using mutual funds, ETFs, and insurance-linked products from third-party asset managers. The firm does not employ a dedicated CIO or maintain an internal investment committee beyond Schiller's direct oversight. His FINRA registration records confirm continuous industry tenure dating to 1986.

### Is Williams and Schiller structured as a registered investment advisor or a broker-dealer?

The firm maintains dual registration — it is both an SEC-registered investment advisor and a FINRA-member broker-dealer. This allows it to offer fee-based advisory accounts alongside commissionable brokerage transactions. The structure is common among retail-focused practices that need flexibility to serve accounts across different fee models and product types.

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Last updated: 2026-06-03T20:00:00.000Z

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