# Wilmington Capital Securities

Wilmington Capital Securities is a Bank / Wealth / Trust based in Garden City, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Garden City, United States
- **Region:** North America
- **Address:** Garden City, NY, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed
- **Website:** wilmingtoncap.com
- **LinkedIn:** https://linkedin.com/company/wilmington-capital

## Regulatory record

- **CRD number:** 133839
- **SEC file number:** 801-101483
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-30T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/133839

## About

Wilmington Capital Securities formed in 2015 as a New York-based registered investment advisor, establishing its headquarters in Garden City. The firm was built to deliver discretionary portfolio management and financial planning directly to individual investors and high-net-worth families, operating under the fiduciary obligation that distinguishes RIAs from broker-dealer models. The firm manages client assets across a mix of equity and fixed-income strategies, constructing portfolios that typically allocate to individual securities, ETFs, and mutual funds. Its investment approach favors strategic asset allocation with periodic rebalancing, rather than tactical trading or alternative-asset origination. The advisory book serves clients concentrated in the New York metropolitan area, with planning services covering retirement income, tax-aware portfolio design, and intergenerational wealth transfer. Wilmington Capital Securities operates as a lean boutique. The firm maintains a technology stack that supports direct client reporting and multi-custodial account aggregation, allowing clients to view held-away assets alongside advisory portfolios. Client acquisition has historically come through professional referrals and local presence rather than national marketing. The firm's structural differentiator is its posture as a pure RIA in a market where many local competitors still operate under a broker-dealer or hybrid framework. Every client relationship carries a fiduciary obligation, and fee schedules are transparently disclosed via Form ADV Part 2, distinguishing the firm from commission-based practices that still cluster in the Long Island wealth corridor.

## Questions

### What client types does Wilmington Capital Securities serve?

The firm primarily serves individual investors and high-net-worth families, with additional capacity for trusts and other entities. Its base in Garden City gives it a geographic concentration in the New York metro area, particularly the Long Island professional and retiree demographics. The firm does not appear to target institutional mandates or endowment clients.

## Related profiles

- [WilmerHale](https://altss.com/profile/wilmer-cutler-pickering-hale-dorr-llp)
- [Wilmington Trust Investment Advisors](https://altss.com/profile/wilmington-trust-investment-advisors)

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Last updated: 2026-06-03T20:00:00.000Z

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