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Windward Private Wealth Management
Founded in 1999 in Kansas City, Windward Private Wealth Management operates as a registered investment adviser serving a dual client base of individual...
Windward Private Wealth Management
Founded in 1999 in Kansas City, Windward Private Wealth Management operates as a registered investment adviser serving a dual client base of individual investors and pension and profit-sharing plans. The firm's integration of discretionary advisory with tax preparation services places it in a narrow band of wealth practices that handle both balance-sheet allocation and year-round tax strategy under one roof. The firm's investment approach is built around discretionary management for its individual and retirement-plan clients, with the capacity to also advise on a non-discretionary basis where clients retain final trading authority. Public records indicate the firm has historically maintained positions in large-cap US equities and fixed-income instruments consistent with conservative portfolio construction for Midwestern retirees and small-plan sponsors. Windward's geographic presence remains concentrated in the Kansas City metropolitan area. The firm's scale is modest, with no publicly reported AUM or team size — typical of a closely held Midwestern advisory practice that has chosen not to participate in industry rankings or databases. Professional affiliations and registrations are maintained through standard SEC and state-level filings for a firm of its size, without layered corporate entities or sidecar vehicles. Structurally, Windward differs from the national wirehouses and turnkey asset management platforms that dominate retirement-plan advisories by combining investment discretion with in-house tax preparation. That bundling creates a compliance incentive toward holistic planning rather than product distribution, a profile more characteristic of an integrated family-office model than a transaction-focused RIA.
General information
Firm type
Bank / Wealth / Trust
Year founded
1999
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Overland Park
Corporate office
Kansas City, MO, United States
Frequently asked questions
What services does Windward Private Wealth Management offer beyond investment advisory?
Windward is unusual among regional RIAs in offering in-house tax preparation alongside its investment advisory services. This dual capability means the same team that constructs a client's portfolio also handles their annual tax filings, allowing for integrated tax-loss harvesting, asset location strategy, and distribution planning without outsourcing to a separate CPA. The firm can advise on both a discretionary and non-discretionary basis, depending on the client's preference.
Does Windward manage assets for individual clients or only for pension plans?
Windward's advisory client base includes both individual and retirement-plan accounts, specifically pension and profit-sharing plans. The firm's registration and regulatory filings confirm it advises both categories, though the relative concentration between the two is not publicly disclosed. For a Kansas City-based practitioner, the dual platform likely reflects long-standing relationships with local small-business owners who need advisory services for both their personal wealth and their company retirement plans.
How does Windward's tax-integrated model differ from a typical RIA?
Most registered investment advisers either refer clients to external CPAs or coordinate loosely with a client's existing tax preparer, which introduces friction and information gaps. Windward's in-house tax preparation means the same team sees the full tax return and can optimize portfolio decisions accordingly — harvesting capital losses in real time during market dips, structuring qualified-plan distributions to stay within marginal brackets, and timing charitable contributions for maximum deductibility. This is structurally more common in family offices than in mass-market RIAs.
Where is Windward Private Wealth Management physically located?
The firm is based in Kansas City, United States, and appears to operate from a single location. Public filings do not indicate additional offices or an out-of-state advisory footprint. The firm's client concentration likely reflects a regional book of business within the Kansas City metropolitan area and surrounding Kansas and Missouri communities.
Who founded Windward Private Wealth Management and runs its investment decisions?
Windward was established in 1999. The identity of its founding principals and current investment decision-makers is not publicly available through standard regulatory disclosures or the firm's own materials. Given the firm's age and single-location structure, it is likely still led by its founding team or a closely held successor group maintaining low public visibility, consistent with many Midwestern advisory practices of its size.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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