# Windward Private Wealth Management

Windward Private Wealth Management is a Bank / Wealth / Trust based in Overland Park, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Overland Park, United States
- **Region:** North America
- **Address:** Kansas City, MO, United States
- **Founded:** 1999
- **Assets under management:** Undisclosed
- **Website:** windwardfp.com
- **LinkedIn:** https://www.linkedin.com/company/windward-private-wealth-management

## Regulatory record

- **CRD number:** 113761
- **SEC file number:** 801-79647
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-27T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/113761

## About

Founded in 1999 in Kansas City, Windward Private Wealth Management operates as a registered investment adviser serving a dual client base of individual investors and pension and profit-sharing plans. The firm's integration of discretionary advisory with tax preparation services places it in a narrow band of wealth practices that handle both balance-sheet allocation and year-round tax strategy under one roof. The firm's investment approach is built around discretionary management for its individual and retirement-plan clients, with the capacity to also advise on a non-discretionary basis where clients retain final trading authority. Public records indicate the firm has historically maintained positions in large-cap US equities and fixed-income instruments consistent with conservative portfolio construction for Midwestern retirees and small-plan sponsors. Windward's geographic presence remains concentrated in the Kansas City metropolitan area. The firm's scale is modest, with no publicly reported AUM or team size — typical of a closely held Midwestern advisory practice that has chosen not to participate in industry rankings or databases. Professional affiliations and registrations are maintained through standard SEC and state-level filings for a firm of its size, without layered corporate entities or sidecar vehicles. Structurally, Windward differs from the national wirehouses and turnkey asset management platforms that dominate retirement-plan advisories by combining investment discretion with in-house tax preparation. That bundling creates a compliance incentive toward holistic planning rather than product distribution, a profile more characteristic of an integrated family-office model than a transaction-focused RIA.

## Questions

### What services does Windward Private Wealth Management offer beyond investment advisory?

Windward is unusual among regional RIAs in offering in-house tax preparation alongside its investment advisory services. This dual capability means the same team that constructs a client's portfolio also handles their annual tax filings, allowing for integrated tax-loss harvesting, asset location strategy, and distribution planning without outsourcing to a separate CPA. The firm can advise on both a discretionary and non-discretionary basis, depending on the client's preference.

### How does Windward's tax-integrated model differ from a typical RIA?

Most registered investment advisers either refer clients to external CPAs or coordinate loosely with a client's existing tax preparer, which introduces friction and information gaps. Windward's in-house tax preparation means the same team sees the full tax return and can optimize portfolio decisions accordingly — harvesting capital losses in real time during market dips, structuring qualified-plan distributions to stay within marginal brackets, and timing charitable contributions for maximum deductibility. This is structurally more common in family offices than in mass-market RIAs.

## Related profiles

- [Windstream Pension Plan](https://altss.com/profile/windstream-pension-plan)
- [Windward Wealth Strategies](https://altss.com/profile/windward-wealth-strategies)

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Last updated: 2026-06-03T20:00:00.000Z

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