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Wingo Asset Manager
Wingo Asset Manager was founded in 2019 by Dee Wingo, who serves as President and Chief Compliance Officer. The firm operates from Shreveport, Louisiana,...
Wingo Asset Manager
Wingo Asset Manager was founded in 2019 by Dee Wingo, who serves as President and Chief Compliance Officer. The firm operates from Shreveport, Louisiana, positioning itself as a regional provider of investment advisory services. Its client base reportedly spans individuals, high-net-worth households, and pension plans, suggesting a mix of retail wealth management and small institutional relationships. The founding coincided with a wave of breakaway advisors launching independent RIAs in secondary markets across the US Southeast. The firm's stated capabilities center on retirement income planning and investment management. As an RIA, Wingo delivers fiduciary-level advice, likely constructing portfolios from individual securities, mutual funds, and exchange-traded funds. Public records from the SEC show the firm is registered with a single office and a lean staff. Specific portfolio positions held on behalf of clients are not publicly disclosed. The geographic footprint appears concentrated in northwest Louisiana, with no public record of additional offices or national scale. Scale metrics remain opaque. The firm's most recent Form ADV, accessible via the SEC's IAPD database, does not report regulatory assets under management in a manner that permits reliable public aggregation. The absence of published fundraising announcements or institutional capital inflows suggests an advisory book built through individual client relationships rather than institutional mandates. No adjacent philanthropic entities, family office structures, or club affiliations are publicly associated with the firm. The structural differentiator is a matter of posture rather than architecture: Wingo Asset Manager operates as a Main Street, single-office RIA in a secondary market, serving a client base that institutional allocators typically overlook. For a Louisiana-based pension plan or regional endowment seeking a local manager, proximity and accessible fiduciary advice — rather than proprietary deal flow or platform scale — define the value proposition. The firm's longevity and succession planning remain unaddressed in public records, a common profile for founder-led independent RIAs still in their first decade.
General information
Firm type
Bank / Wealth / Trust
Year founded
2019
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Shreveport
Corporate office
Shreveport, LA, United States
Principals
Dee Wingo
President and Chief Compliance Officer
Sector focus
Frequently asked questions
Who runs investment decisions at Wingo Asset Manager?
Dee Wingo, the firm's founder, serves as President and Chief Compliance Officer (per SEC IAPD, 2025). As the named principal on the firm's Form ADV, she holds responsibility for both advisory and regulatory functions. No additional portfolio managers or investment committee members are publicly named.
What types of clients does Wingo Asset Manager serve?
The firm serves individuals, high-net-worth individuals, and pension plans. This client mix, disclosed in regulatory filings, indicates a blend of retail wealth management and small institutional advisory relationships within its northwest Louisiana market.
Is Wingo Asset Manager a fiduciary?
Yes. As a registered investment adviser with the US Securities and Exchange Commission, Wingo Asset Manager operates under a fiduciary duty to its advisory clients. This means the firm is legally obligated to act in its clients' best interests when providing investment advice.
Does Wingo Asset Manager manage proprietary funds or pooled investment vehicles?
No proprietary funds are disclosed in public regulatory records. The firm appears to provide portfolio management services using individual securities, mutual funds, and ETFs, a standard model for Main Street registered investment advisers focused on financial planning.
What investment strategies does the firm emphasize?
Wingo Asset Manager emphasizes retirement income planning and general investment management. The firm has not publicly articulated a specialized asset-class strategy beyond serving as a fiduciary advisor to individuals and small institutions in Louisiana.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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