# Woodfield Financial Advisors

Woodfield Financial Advisors is a Bank / Wealth / Trust based in Deer Park, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Deer Park, United States
- **Region:** North America
- **Address:** Deer Park, IL, United States
- **Founded:** 1982
- **Assets under management:** Undisclosed
- **Website:** woodfieldfinancialadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/woodfield-financial-advisors-inc

## Regulatory record

- **CRD number:** 123279
- **SEC file number:** 801-121330
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-24T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/123279

## About

Founded in 1982 and based in Deer Park, Illinois, Woodfield Financial Advisors is an independent registered investment advisor serving high-net-worth individuals, trusts, estates, charitable organizations, and closely held businesses. The firm has maintained a deliberately low profile for over forty years, growing through referrals rather than institutional marketing. Woodfield runs discretionary separately managed accounts built from individual equities and fixed-income instruments rather than outsourcing to third-party fund managers. The firm's investment philosophy centers on long-term capital appreciation and current income through direct ownership of publicly traded securities. This structure differentiates it from bank-trust competitors that typically allocate heavily to mutual funds, ETFs, and model portfolios. The firm's standard client engagement includes comprehensive financial planning alongside asset management — tax-aware portfolio construction, retirement withdrawal modeling, and estate liquidity analysis — which positions it more as a family-CFO substitute than a remote asset allocator. Team size and total regulatory assets under management are not publicly disclosed. The firm operates from a single office in Deer Park, a northwest Chicago suburb, with no publicly identified additional locations. Ownership and governance information is dated in SEC filings and is not prominently surfaced on the limited public-facing web presence; the advisory registration confirms a small, closely held partnership structure consistent with an owner-operated RIA. Woodfield's most notable structural feature is its longevity without institutionalization. That deliberately sub-scale posture — no private market sourcing engine, no national footprint, no identifiable succession brand vehicle — makes it an outlier in allocator screens, but the flip side is unlayered principals managing money directly, which is the structural promise many institutional allocators spend millions trying to recreate.

## Sectors

- Wealth Management
- Financial Services

## Questions

### How does Woodfield Financial Advisors actually manage assets — through funds, model portfolios, or individual securities?

Woodfield primarily constructs portfolios from individual equities and fixed-income securities held directly in client accounts rather than using pooled funds, ETFs, or third-party model portfolios. This direct ownership approach allows for personalized tax management — harvesting losses at the individual lot level and managing concentrated positions — which is a meaningful differentiator compared to bank-managed trust accounts that default to fund-of-fund structures.

### Who owns and operates Woodfield Financial Advisors, and what is the succession plan?

Woodfield's SEC registration reflects a small, closely held advisory practice, but ownership and named principals are not prominently disclosed in public-facing materials. For an RIA founded in 1982, the absence of a visible next-generation leadership team or externally communicated succession structure is a relevant due-diligence question for potential long-term clients concerned about continuity beyond the founding generation.

## Related profiles

- [Woodbury](https://altss.com/profile/woodbury)
- [Woodley Farra Manion Portfolio Management](https://altss.com/profile/woodley-farra-manion-portfolio-management-wfm)

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Last updated: 2026-08-11T02:43:31.692Z

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