# WPM Wealth Advisors

WPM Wealth Advisors is a Bank / Wealth / Trust based in Saratoga Springs, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Saratoga Springs, United States
- **Region:** North America
- **Address:** Saratoga Springs, NY, United States
- **Founded:** 2021
- **Assets under management:** Undisclosed
- **Website:** wpmwealthadvisors.com

## Regulatory record

- **CRD number:** 316722
- **SEC file number:** 801-122458
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-06T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/316722

## About

WPM Wealth Advisors is a New York-based registered investment advisor established in Saratoga Springs. The firm delivers integrated wealth management services that combine financial planning, retirement strategy, and bespoke portfolio construction. The firm advises individuals, high-net-worth families, and select organizations across core wealth-management disciplines. Its service model spans retirement-income planning, tax-aware portfolio design, and ongoing discretionary management. While the firm does not publicly disclose specific portfolio holdings, its RIA structure typically grants clients direct custody of assets at an independent qualified custodian — a governance feature that separates advisor discretion from asset safekeeping. WPM operates from a single office in Saratoga Springs. The firm has not publicly disclosed its total assets under advisement, headcount, or any recent capital-markets transactions. No adjacent vehicles — such as a philanthropic foundation, real-asset arm, or private-fund series — appear in public record. The absence of publicly reported institutional separate accounts or commingled fund vehicles reinforces its profile as a private-client advisory practice rather than an asset-gathering enterprise. Recent activity: No verifiable operational event from the last 24 months is publicly available. WPM's structural differentiator is its quiet, single-office RIA format in a secondary market — a configuration that can favor client retention and alignment but limits public transparency. For institutional allocators and peer family offices evaluating the firm, the governance benefit of an RIA structure (fiduciary duty, independent custody) contrasts with the thin public record on scale and investment decisions.

## Questions

### Is WPM Wealth Advisors a fiduciary, and how is it regulated?

As a registered investment advisor, WPM Wealth Advisors operates under a fiduciary standard, meaning it is legally obligated to put client interests ahead of its own. The firm is regulated by the SEC or the state of New York, depending on its regulatory assets under management. This fiduciary duty applies across all advisory services, including financial planning and discretionary portfolio management.

## Related profiles

- [WPG Financial Group](https://altss.com/profile/wpg-financial-group)
- [WR Wealth Planners](https://altss.com/profile/wr-wealth-planners)

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Last updated: 2026-08-11T02:43:31.692Z

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