# Young America Capital Young America Capital is a Bank / Wealth / Trust based in Mamaroneck, United States. ## Overview - **Organization type:** Bank / Wealth / Trust - **Headquarters:** Mamaroneck, United States - **Region:** North America - **Address:** Mamaroneck, NY, United States - **Founded:** 2010 - **Assets under management:** Undisclosed - **Website:** yacapital.com - **LinkedIn:** https://www.linkedin.com/company/young-america-capital ## Regulatory record - **Reports private funds:** No ## About Young America Capital was established in 2010 by Peter Formanek in Mamaroneck, New York. The firm operates as a FINRA and SEC-licensed broker-dealer, a regulatory posture that distinguishes it from unregistered finders and advisory shops. The firm's core activity is capital placement for growth-stage and middle-market companies, functioning as an intermediary rather than a fund manager. It does not deploy proprietary capital; instead, it sources opportunities and matches them with a network of institutional investors, family offices, and high-net-worth individuals. The advisory scope spans equity and debt private placements, merger-and-acquisition advisory, and strategic consulting on capital structure. Sectors engaged over time have included technology, healthcare, consumer products, and real estate, though the firm does not publicly maintain a fixed sector mandate. Young America Capital operates from its headquarters in Mamaroneck, New York, with its size and team headcount kept private. The firm's public record shows it has facilitated transactions for companies seeking Series A through late-stage growth rounds, often acting as a bridge between issuers and the family office community. No adjacent investment vehicles, philanthropic foundations, or club structures are publicly associated with the firm. As a broker-dealer rather than a registered investment advisor, the firm occupies a distinct niche: it earns transaction-based fees rather than management fees, aligning its incentives with deal completion. This structure separates it from the pool of asset managers that compete on AUM scale, and makes its revenue model episodic and success-dependent. Formanek remains the public face of the firm's FINRA registration, and no succession or governance changes have been publicly disclosed. ## People - Peter Formanek — Chief Executive Officer ## Questions ### Who runs investment decisions at Young America Capital? Young America Capital does not make direct investment decisions as a fund manager. The firm acts as a placement agent and M&A advisor, with CEO Peter Formanek leading the broker-dealer's operations. Transaction mandates are sourced and executed by the firm's registered representatives under Formanek's supervision. ### Does Young America Capital deploy its own capital into deals? No. Young America Capital does not operate as a fund or investment vehicle. It functions as an intermediary, earning transaction-based placement fees by connecting issuers with institutional investors, family offices, and accredited individuals. ### How does Young America Capital source deal flow? The firm sources mandates from growth-stage and middle-market companies seeking equity or debt capital raises, as well as M&A advisory. Its FINRA license requires it to maintain relationships with qualified institutional buyers and accredited investors, forming the distribution network for its placements. ### Is Young America Capital a registered broker-dealer? Yes. The firm is registered with both FINRA and the SEC as a licensed broker-dealer, which imposes regulatory obligations including audited financial statements, registered principals, and ongoing compliance reporting — a structural differentiator from unregistered capital introduction firms. ### What sectors or stages does Young America Capital typically target? The firm works across technology, healthcare, consumer, and real estate sectors, though it does not publicly maintain an exclusion list. Its involvement spans early-stage growth equity, late-stage pre-IPO, and middle-market M&A, with mandates selected on a case-by-case basis. ## Related profiles - [Yotrio Group](https://altss.com/profile/yotrio-group) - [Young Foundation](https://altss.com/profile/young-foundation) --- Updated: 2026-08-11T02:43:31.692Z Canonical page: https://altss.com/profile/young-america-capital Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology