Asset ManagerRIA · CRD 104751SEC-RegisteredPrivate Fund Adviser

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Zazove Associates

ZAZOVE ASSOCIATES LLC is an SEC-registered investment adviser in INCLINE VILLAGE, NV, since 1989. The firm manages approximately $2.0 billion in assets.

Zazove Associates

ZAZOVE ASSOCIATES LLC is an SEC-registered investment adviser in INCLINE VILLAGE, NV, since 1989. The firm manages approximately $2.0 billion in assets. It employs 21 staff and 11 investment advisers.

General information

Firm type

Asset Manager

Frequently asked questions

Who runs investment decisions at Zazove Associates?

Zazove Associates has historically been led by its founding principals, whose names have appeared on SEC filings and the firm's website. The firm's investment committee oversees convertible arbitrage and event-driven positions.

What investment strategies does Zazove Associates employ?

Zazove runs a convertible arbitrage strategy, taking both long and short positions in convertible bonds and other hybrid securities. The firm may also engage in event-driven trades around corporate actions like mergers, reorganizations, or distressed exchanges.

Does Zazove Associates invest in direct deals or only via funds?

Zazove operates primarily through commingled funds and institutional mandates, focusing on traded convertible securities. It does not typically engage in direct private-equity-style investments.

What is Zazove Associates' geographic focus?

Zazove has historically focused on global convertible markets, with significant exposure to U.S., European, and Asian convertibles, depending on where relative-value opportunities arise.

How is Zazove Associates regulated?

Zazove Associates is registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC). It files Form ADV and other regulatory disclosures as required of large institutional managers.

What types of investors typically allocate to Zazove?

Zazove's investor base has historically included corporate pension plans, endowments, foundations, and other institutions seeking non-correlated returns from convertible arbitrage.

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