Accrued Equities

ACCRUED EQUITIES INC. is an SEC-registered investment adviser in Melville, NY, since 1980. The firm manages approximately $272 million in assets.

Accrued Equities

ACCRUED EQUITIES INC. is an SEC-registered investment adviser in Melville, NY, since 1980. The firm manages approximately $272 million in assets. It has 4 employees and 3 investment advisers.

General information

Firm type

Asset Manager

Has Accrued Equities faced any regulatory actions?

Yes. In April 2025, the Securities and Exchange Commission settled charges against Accrued Equities Inc. and its founder for failing to disclose conflicts of interest to advisory clients. The SEC found that the firm directed client assets into investments managed by an affiliated entity without providing the required disclosure. The settlement imposed a cease-and-desist order, a censure, and civil money penalties (per SEC Administrative Proceeding File No. 3-22499, April 2025).

What did the SEC's 2025 action specifically allege?

The SEC alleged that Accrued Equities breached its fiduciary duty by recommending investments in vehicles managed by an affiliate, while failing to disclose the conflict of interest to the clients whose assets were placed there. This deprived clients of the ability to give informed consent. The firm consented to the SEC's order without admitting or denying the findings.

Is the founder of Accrued Equities still associated with the firm?

Public records associated with the 2025 SEC action name the founder as a respondent, indicating they were actively involved in the conduct at issue during the relevant period. The SEC order imposed a cease-and-desist provision and a penalty on the founder individually. As of the most recent regulatory filings, the founder remains listed as a control person.

Where should an institutional allocator check for current Accrued Equities regulatory standing?

An allocator should review the firm's Form ADV, available through the SEC's Investment Adviser Public Disclosure (IAPD) website, for the most current information on disciplinary history, conflicts disclosures, and ownership structure. The April 2025 administrative order will appear on the firm's IAPD record permanently, and allocators typically cross-reference this against any updated disclosures the firm has since filed.

Does Accrued Equities have a public track record of investment performance?

No verified public track record of investment performance is available. The firm has not published a composite return, does not appear to manage a mutual fund or ETF with public NAV, and has not been associated in the financial press with specific portfolio-company exits or performance milestones. The public record is dominated by the 2025 SEC enforcement proceeding rather than investment results.

Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: Jun 3, 2026. Continuous refresh with full update cycles at least every 30 days.