SEC Form ADV

Registered Investment Advisers

A registered investment adviser (RIA) is a firm registered with the U.S. Securities and Exchange Commission to advise clients on securities. Altss tracks 37,348 RIAs, each matched to its SEC Form ADV filing with CRD number, regulatory assets under management, and private-fund activity. This directory lists the 100 largest by AUM — the full register is available with an Altss account.

Vanguard logo
$11.1T AUM

1.Vanguard

Generalist · Malvern, United States

RIACRD 105958
$5.7T AUM

2.Fidelity Management & Research Company

Asset Manager · Boston, United States

RIAPrivate fundsCRD 108281
BlackRock logo
$4.3T AUM

3.BlackRock

Generic · New York, United States

RIACRD 105247
$3.8T AUM

4.Capital Research and Management

Asset Manager · Los Angeles, United States

RIACRD 110885
Pacific Private Fund Advisors logo
$3.7T AUM

5.Pacific Private Fund Advisors

Insurance · Newport Beach, United States

RIAPrivate fundsCRD 104559
$3.5T AUM

6.J.P. Morgan

Bank / Wealth / Trust · New York, United States

RIAPrivate fundsCRD 107038
$2.7T AUM

7.Vanguard Portfolio Management, LLC

other

RIACRD 338003
Goldman Sachs logo
$2.6T AUM

8.Goldman Sachs

Bank / Wealth / Trust · New York, United States

RIAPrivate fundsCRD 107738
$2.2T AUM

9.T. Rowe Price

Generalist · Baltimore, United States

RIAPrivate fundsCRD 105496
$2.0T AUM

10.Morgan Stanley

Asset Manager · Purchase, United States

RIAPrivate fundsCRD 149777
Merrill Lynch logo
$1.8T AUM

11.Merrill Lynch

Bank / Wealth / Trust · New York, United States

RIACRD 7691
$1.7T AUM

12.GEODE CAPITAL MANAGEMENT, LLC

RIA · Boston, United States

RIACRD 115504
Charles Schwab logo
$1.7T AUM

13.Charles Schwab

Single Family Office · San Francisco, United States

RIACRD 106753
$1.6T AUM

14.BlackRock Financial Management

RIA

RIAPrivate fundsCRD 107105
Wellington Management logo
$1.4T AUM

15.Wellington Management

Generic · Boston, United States

RIAPrivate fundsCRD 106595
$1.4T AUM

16.State Street Investment Management

Asset Manager · Boston, United States

RIAPrivate fundsCRD 111242
$1.2T AUM

17.Northern Trust Investments

RIA · Chicago, United States

RIAPrivate fundsCRD 105780
$1.2T AUM

18.CAPTRUST

Asset Manager · Raleigh, United States

RIAPrivate fundsCRD 175112
$1.1T AUM

19.PGIM

Asset Manager · Newark, United States

RIAPrivate fundsCRD 105676
BlackRock Alternative Advisors logo
$1.1T AUM

20.BlackRock Alternative Advisors

Hedge Funds · New York, United States

RIACRD 106614

Top 20 of 37,348

How this directory is built

Each firm is matched to its SEC Form ADV registration by name and location, then verified against its CRD number — including advisers that register under a subsidiary entity (KKR via KKR Credit Advisors, Blackstone via Blackstone ISG-I Advisors). Regulatory AUM and private-fund activity come straight from the filing. See the methodology for how Altss sources and verifies data, and the glossary for terms like Form ADV, CRD, and regulatory AUM.

Refreshed from SEC Form ADV filings; pages typically updated within 30 days.

What is a registered investment adviser (RIA)?

An RIA is a firm registered with the U.S. Securities and Exchange Commission (or a state regulator) to advise clients on securities for compensation. Registration is recorded on SEC Form ADV under a unique CRD number.

How does Altss decide a firm is an RIA?

Altss matches each firm in its database to a Form ADV filing by normalized name and location, confirmed by CRD. Large managers often register under a subsidiary name, so the match accounts for those entity relationships rather than relying on the brand name alone.

Can I see all registered investment advisers?

This public directory lists the 100 largest by regulatory AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

Track RIA filings, AUM, and private funds

Altss matches every adviser to its Form ADV record. Request access for CRD-level detail, AUM history, and the funds each adviser runs.

Request access