SEC Form ADV

Registered Investment Advisers

A registered investment adviser (RIA) is a firm registered with the U.S. Securities and Exchange Commission to advise clients on securities. Altss tracks 43,114 RIAs, each matched to its SEC Form ADV filing with CRD number, regulatory assets under management, and private-fund activity. This directory lists the 100 largest by AUM — the full register is available with an Altss account.

$11.1T AUM

1.The Vanguard Group

Multi Family Office · Malvern, United States

RIACRD 105958
Vanguard logo
$11.1T AUM

2.Vanguard

Private Equity · Malvern, United States

RIACRD 105958
$5.7T AUM

3.Fidelity Management & Research Company

Asset Manager · Boston, United States

RIAPrivate fundsCRD 108281
BlackRock logo
$4.3T AUM

4.BlackRock

Generic · New York, United States

RIACRD 105247
$3.8T AUM

5.&Capital

Single Family Office · Toronto, Canada

RIACRD 110885
$3.8T AUM

6.1/0 Capital

Generalist · New York, United States

RIACRD 110885
$3.8T AUM

7.1/1 Capital

Private Equity · Miami, United States

RIACRD 110885
$3.8T AUM

8.2+Capital

Private Equity · São Paulo, Brazil

RIACRD 110885
7 Capital logo
$3.8T AUM

9.7 Capital

Private Equity · San Francisco, United States

RIACRD 110885
$3.8T AUM

10.A&T Capital

Private Equity · Shanghai, China

RIACRD 110885
$3.8T AUM

11.A* Capital

Asset Manager · Brooklyn, United States

RIACRD 110885
$3.8T AUM

12.A.C Capital

Private Equity · Calgary, Canada

RIACRD 110885
AG Capital logo
$3.8T AUM

13.AG Capital

Private Equity · Tokyo, Japan

RIACRD 110885
$3.8T AUM

14.B. J. Capital

Private Equity · Zhuhai, China

RIACRD 110885
$3.8T AUM

15.B.R.K. Capital Inc

Single Family Office · Montreal, Canada

RIACRD 110885
C Capital logo
$3.8T AUM

16.C Capital

Generalist · Central, Hong Kong

RIACRD 110885
$3.8T AUM

17.C&B Capital

Private Equity · Atlanta, United States

RIACRD 110885
$3.8T AUM

18.C&I Capital

Private Equity · Beijing, China

RIACRD 110885
$3.8T AUM

19.C.M. Capital Corporation

Multi Family Office · Palo Alto, United States

RIACRD 110885
Capital A logo
$3.8T AUM

20.Capital A

Private Equity · Amsterdam, Netherlands

RIACRD 110885

Top 20 of 43,114

How this directory is built

Each firm is matched to its SEC Form ADV registration by name and location, then verified against its CRD number — including advisers that register under a subsidiary entity (KKR via KKR Credit Advisors, Blackstone via Blackstone ISG-I Advisors). Regulatory AUM and private-fund activity come straight from the filing. See the methodology for how Altss sources and verifies data, and the glossary for terms like Form ADV, CRD, and regulatory AUM.

Refreshed from SEC Form ADV filings; pages typically updated within 30 days.

What is a registered investment adviser (RIA)?

An RIA is a firm registered with the U.S. Securities and Exchange Commission (or a state regulator) to advise clients on securities for compensation. Registration is recorded on SEC Form ADV under a unique CRD number.

How does Altss decide a firm is an RIA?

Altss matches each firm in its database to a Form ADV filing by normalized name and location, confirmed by CRD. Large managers often register under a subsidiary name, so the match accounts for those entity relationships rather than relying on the brand name alone.

Can I see all registered investment advisers?

This public directory lists the 100 largest by regulatory AUM. The full register — searchable by CRD, AUM, state, and private-fund activity — is available with an Altss account.

Track RIA filings, AUM, and private funds

Altss matches every adviser to its Form ADV record. Request access for CRD-level detail, AUM history, and the funds each adviser runs.

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