AEGIS FINANCIAL ADVISORY

No. AEGIS is an SEC-registered investment advisor that provides external management to a single publicly registered non-traded REIT. It does not manage private family wealth and does not operate multi-family-office services. Its structure is that of a boutique institutional asset manager with a single-vehicle focus.

AEGIS advises an interval-style non-traded REIT. Investors cannot redeem shares daily; instead, the REIT offers quarterly share repurchases capped at 5% of the aggregate outstanding shares per quarter. This structure is designed for real estate credit strategies where the underlying loans and preferred-equity positions are inherently illiquid and long-dated.

Scott D. Kintzing, the CEO and co-founder, leads the investment team alongside Chairman Peter T. Allen. The firm's small, concentrated structure means the co-founders are directly involved in originating and structuring loans. Their SEC filings do not disclose a separate investment committee with external or independent members.

The REIT invests primarily in commercial real estate credit, including senior first mortgages, subordinated and mezzanine loans, and preferred equity positions across the United States. The portfolio concentrates on middle-market office, multifamily, and retail properties, with loan sizes typically ranging from $10 million to $50 million.

There is no public record of AEGIS launching or managing additional fund structures, co-investment vehicles, or separate managed accounts. The firm's entire advisory business as disclosed to the SEC is concentrated in providing external management to one publicly registered non-traded REIT.