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ASHE BENEFITS 401(K) ADVISORY SERVICES
ASHE BENEFITS 401(K) ADVISORY SERVICES, LTD. is a state-registered investment adviser in Naperville, IL. The firm manages approximately $72 million in...
Overview
ASHE BENEFITS 401(K) ADVISORY SERVICES, LTD. is a state-registered investment adviser in Naperville, IL. The firm manages approximately $72 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Sector focus
Frequently asked questions
Does ASHE BENEFITS manage assets on a discretionary basis?
No. The firm operates in an advisory and consulting capacity rather than as a discretionary investment manager. It guides plan sponsors on fund selection and fiduciary process but does not directly manage plan assets.
Is ASHE BENEFITS affiliated with a recordkeeper or bundled 401(k) provider?
Available public records do not indicate any ownership or exclusive affiliation with a recordkeeping platform. The firm's independence allows it to evaluate third-party providers without embedded conflicts tied to proprietary products.
What regulatory framework governs the firm's advisory activities?
As a fiduciary to ERISA-covered plans, the firm's activities are subject to the Employee Retirement Income Security Act and related Department of Labor regulations governing investment advice, fee disclosures, and prohibited transaction exemptions.
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