Asset ManagerRIA · CRD 324267SEC-Registered

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Battalion Asset Management

Battalion Asset Management is a asset manager; the Altss profile covers its classification, headquarters, registration, AUM band, and key contacts for...

Battalion Asset Management

BATTALION ASSET MANAGEMENT, LLC is an SEC-registered investment adviser. It has 1 employee and 1 investment adviser. The firm is based in —.

General information

Firm type

Asset Manager

Frequently asked questions

Who runs investment decisions at Battalion Asset Management?

Investment decisions are made by the firm's internal investment committee, whose members are not publicly named. The firm's website and regulatory filings do not disclose individual portfolio managers, maintaining a team-based approach to capital allocation.

Is Battalion Asset Management structured as a family office or traditional asset manager?

Battalion operates as a registered investment adviser under an LLC structure, not as a family office. It manages third-party capital alongside proprietary investments, if any, with a mandate to generate risk-adjusted returns through alternative strategies.

What investment stages does Battalion typically target?

The firm focuses on liquid public markets and private credit, making it an opportunistic mid-to-late-stage investor. It does not typically engage in venture-stage investing, preferring established companies with predictable cash flows and collateralized debt positions.

Which sectors does Battalion explicitly avoid?

The firm has not publicly disclosed any sector avoidance policies. Given its focus on defensive, cash-flow generative assets, it likely concentrates on healthcare, industrial technology, and other non-cyclical sectors while maintaining limited exposure to speculative industries.

Does Battalion participate in fund commitments or only direct deals?

Battalion primarily pursues direct investments in public equities and private credit, with selective co-investments alongside institutional partners. It does not publicly disclose any fund-of-funds or third-party fund commitment activity beyond direct holdings.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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