Asset ManagerRIA · CRD 168047SEC-Registered

Updated:

BCI Securities

BCI SECURITIES, INC. is an SEC-registered investment adviser in Miami, FL, registered since 2021. The firm manages $402 million in assets, with $282 million on...

BCI Securities

BCI SECURITIES, INC. is an SEC-registered investment adviser in Miami, FL, registered since 2021. The firm manages $402 million in assets, with $282 million on a discretionary basis. It has 74 employees and 39 investment advisers.

General information

Firm type

Asset Manager

Location

City

Miami

Sector focus

Wealth ManagementSales & TradingBroker-Dealer

Frequently asked questions

What statutory registrations does BCI Securities hold?

BCI Securities is registered with the SEC as a broker-dealer (CRD# 24678) and maintains active FINRA membership. It does not appear to be registered as an investment adviser, meaning it is not authorized to provide discretionary portfolio management or charge asset-based advisory fees under the Investment Advisers Act of 1940. This registration profile limits the firm to transaction-based brokerage activities.

Who clears BCI Securities' transactions?

BCI Securities clears all transactions through Pershing LLC, a BNY Mellon subsidiary and one of the largest clearing firms globally. Pershing provides custody, clearing, and settlement services to over 1,000 introducing broker-dealers. The clearing arrangement means client assets are held at Pershing, not directly with BCI Securities, which is standard practice for independent broker-dealers that do not self-clear.

Is BCI Securities affiliated with British Columbia Investment Management Corporation (BCI)?

No. British Columbia Investment Management Corporation is a Canadian institutional investor managing approximately C$250 billion for public sector pension and insurance funds, while BCI Securities, Inc. is a U.S.-based introducing broker-dealer registered with the SEC. The firms are entirely distinct entities with no disclosed ownership overlap. The name similarity occasionally causes confusion among institutional allocators.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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